Mark A. Basile

LEGACY INVESTMENT SERVICES

Rancho Cucamonga, CA 91730

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CRD#: 6295361

Professional summary

Mark Anthony Basile is a registered financial advisor currently at LEGACY INVESTMENT SERVICES, LLC located in Rancho Cucamonga, California.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Mark has worked at 3 firms and has passed the Series 63 and Series 65 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LEGACY INVESTMENT SERVICES, LLC; INVESTMENT RELATED; INVESTMENT ADVISOR REPRESENTATIVE; START DATE 06/2020;RANCHO CUCAMONGA, CA; APPROXIMATELY 40% OF TIME LEGACY FINANCIAL AND INSURANCE SERVICES; INVESTMENT RELATED; INSURANCE AGENT; START DATE 06/2020; RANCHO CUCAMONGA, CA; APPROXIMATELY 5% OF TIME BASILE & ASSOCIATES, INC.; INVESTMENT RELATED; INSURANCE AGENT; START DATE 10/2017; RANCHO CUCAMONGA, CA;APPROXIMATELY 5% OF TIME PASADENA CITY COLLEGE; NOT INVESTMENT RELATED; PASADENA, CA; TEACHING; INSTRUCTOR; 6/2017; APPROXIMATELY 1.5 HRS/MO, 0 DURING SECURITIES TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Anthony Basile's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 24, 2020 - Present

LEGACY INVESTMENT SERVICES, LLC

Office #1: 10832 Laurel Street Suite 203, Rancho Cucamonga, CA 91730

RIA

CRD#: 144127

Rancho Cucamonga, CA

Past

January 3, 2018 - July 30, 2020

WINGROUP FINANCIAL, LLC

RIA

CRD#: 290997

RANCHO CUCAMONGA, CA

Past

June 24, 2016 - October 12, 2017

SEARCHLIGHT INVESTMENTS, LLC

RIA

CRD#: 174295

BEVERLY HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/24/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/16/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/10/2015

Uniform Investment Adviser Law Examination

Current Firm

LEGACY INVESTMENT SERVICES, LLC

CRD#: 144127 / SEC#:

Arizona

Registered Investment Advisory firm - (3/7/2022 Approved)

California

Registered Investment Advisory firm - (2/29/2008 Approved)

Louisiana

Registered Investment Advisory firm - (11/15/2024 Approved)

Nevada

Registered Investment Advisory firm - (5/2/2022 Approved)

Tennessee

Registered Investment Advisory firm - (11/17/2025 Approved)

Texas

Registered Investment Advisory firm - (5/20/2019 Conditional Restricted)

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Contact information

Main Address

10832 Laurel Street Suite 203, Rancho Cucamonga, CA 91730

Mailing Address

Phone number

(909) 948-0700

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	185
AUM (Assets Under Management)	$ 33,656,845

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark A. Basile

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Anthony Basile's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEGACY INVESTMENT SERVICES, LLC

WINGROUP FINANCIAL, LLC

SEARCHLIGHT INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/16/2015

Series 65

Date: 9/10/2015

Current Firm

LEGACY INVESTMENT SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LEGACY INVESTMENT SERVICES, LLC

TRUST BUT VERIFY

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