Lucas Mu
Professional summary
Lucas Mu, who also goes by Mingxuan Mu, is a registered financial professional currently at TWO SIGMA SECURITIES, LLC located in New York, New York and TWO SIGMA EXECUTION SERVICES, LLC located in New York, New York.
Lucas is registered as a RR (Registered Representative) and started their career in finance in 2014. Lucas has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7 and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lucas Mu's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2019 - Present
TWO SIGMA SECURITIES, LLC
Office #1: 100 Avenue Of The Americas 2nd Floor, New York, NY 10013April 2, 2024 - Present
TWO SIGMA EXECUTION SERVICES, LLC
Office #1: 100 Avenue Of The Americas 2nd Floor, New York, NY 10013April 14, 2016 - February 1, 2019
WELLS FARGO SECURITIES, LLC
April 14, 2016 - February 1, 2019
WELLS FARGO PRIME SERVICES, LLC
March 26, 2014 - September 29, 2015
TELSEY ADVISORY GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/31/2019)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/8/2014
Limited Representative-Equity Trader ExamBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
TWO SIGMA EXECUTION SERVICES, LLC
CRD#: 327341 / SEC#: , 8-71128
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TWO SIGMA SECURITIES GROUP HOLDINGS, LLC | SOLE MEMBER | |
| LENTERMAN, REMCO OSCAR | CHIEF EXECUTIVE OFFICER | 2270233 |
| LUBETSKY, JASON MATTHEW | FINOP, CFO, AND PRINCIPAL FINANCIAL OFFICER | 4012781 |
| VALLESE, CARL JOSEPH | CHIEF COMPLIANCE OFFICER | 4464191 |
| VIADRO, DIMITRI | COO AND PRINCIPAL OPERATIONS OFFICER | 5027346 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
