Robert T. Carroll

JACKSON, GRANT INVESTMENT ADVISERS

Stamford, CT 06905

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CRD#: 6294302

Professional summary

Robert T Carroll, CFP® is a registered financial advisor currently at JACKSON, GRANT INVESTMENT ADVISERS, INC. located in Stamford, Connecticut.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Robert has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I CURRENTLY OWN MY OWN DRUM LESSON BUSINESS: SOUTHERN CT DRUM LESSONS. I STARTED IT IN 2003 AND SPEND APPROX 5 HOURS A WEEK ON IT, ALL DURING NON-TRADING HOURS. I AM IN CHARGE OF EVERYTHING, I.E. BUILDING A WEBSITE, ADVERTISING AND MARKETING, LESSON PLANS, AND TEACHING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert T Carroll's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

April 3, 2014 - Present

JACKSON, GRANT INVESTMENT ADVISERS, INC.

Office #1: Two High Ridge Park, Stamford, CT 06905

RIA

CRD#: 108156

Stamford, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JACKSON, GRANT INVESTMENT ADVISERS, INC.

CRD#: 108156 / SEC#: 801-56267

RIA

Registered Investment Advisory firm - (2/12/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(4/3/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/3/2014

Uniform Investment Adviser Law Examination

Current Firm

JACKSON, GRANT INVESTMENT ADVISERS, INC.

CRD#: 108156 / SEC#: 801-56267

RIA

Registered Investment Advisory firm - (2/12/1999 Approved)

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Contact information

Main Address

Two High Ridge Park, Stamford, CT 06905

Mailing Address

Phone number

(203) 322-1198

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROCHURE 2025 (1/3/2025)

Regulatory assets under management

Total Number of Accounts	94
AUM (Assets Under Management)	$ 498,973,420

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert T. Carroll

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert T Carroll's CRS (Customer Relationship Summary).

Certified licenses

Experience

JACKSON, GRANT INVESTMENT ADVISERS, INC.

Primary Firm SEC Registration

JACKSON, GRANT INVESTMENT ADVISERS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/3/2014

Current Firm

JACKSON, GRANT INVESTMENT ADVISERS, INC.

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JACKSON, GRANT INVESTMENT ADVISERS, INC.

TRUST BUT VERIFY

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