Marguerita P. Hardy
Professional summary
Marguerita Parish Hardy, who also goes by Parish Hardy, is a registered financial professional currently at SMEAD FUNDS DISTRIBUTORS, LLC located in Winter Park, Florida and FORESIDE FINANCIAL SERVICES, LLC located in Winter Park, Florida.
Marguerita is registered as a RR (Registered Representative) and started their career in finance in 2014. Marguerita has worked at 18 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marguerita Parish Hardy's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 10, 2026 - Present
SMEAD FUNDS DISTRIBUTORS, LLC
April 10, 2026 - Present
FORESIDE FINANCIAL SERVICES, LLC
April 10, 2026 - Present
FORESIDE GLOBAL SERVICES, LLC
April 10, 2026 - Present
IMST DISTRIBUTORS, LLC
April 10, 2026 - Present
STERLING CAPITAL DISTRIBUTORS, LLC
April 10, 2026 - Present
QUASAR DISTRIBUTORS, LLC
April 10, 2026 - Present
FORESIDE FUND SERVICES, LLC
April 10, 2026 - Present
NORTHERN FUNDS DISTRIBUTORS, LLC
April 10, 2026 - Present
MGI FUNDS DISTRIBUTORS, LLC
April 10, 2026 - Present
FORESIDE FUNDS DISTRIBUTORS LLC
April 10, 2026 - Present
DISTRIBUTION SERVICES, LLC
April 10, 2026 - Present
PARNASSUS FUNDS DISTRIBUTOR, LLC
April 10, 2026 - Present
FORESIDE DISTRIBUTION SERVICES, L.P.
April 10, 2026 - Present
FUNDS DISTRIBUTOR, LLC
December 8, 2021 - March 20, 2026
CNL EDUCATIONAL INSTITUTE, LLC
November 29, 2021 - March 20, 2026
CNL SECURITIES CORP.
September 26, 2019 - December 10, 2020
CNL EDUCATIONAL INSTITUTE, LLC
July 18, 2019 - October 15, 2020
CNL SECURITIES CORP.
April 2, 2019 - May 16, 2019
TIMOTHY PARTNERS, LTD.
October 31, 2018 - May 16, 2019
TIMOTHY PARTNERS, LTD.
September 2, 2015 - July 28, 2017
VALIC FINANCIAL ADVISORS, INC.
December 11, 2014 - July 28, 2017
VALIC FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/10/2026)
(4/10/2026)
Exams
FINRA
Current Firm
FUNDS DISTRIBUTOR, LLC
CRD#: 7174 / SEC#: , 8-20518
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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