Thomas A. Piro
Professional summary
Thomas Anthony Piro, CFP®, who also goes by Thomas A Piro, Tom Piro, is a registered financial advisor currently at OSBORNE PARTNERS located in San Francisco, California.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Thomas has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Anthony Piro's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2016
Experience
April 19, 2021 - Present
OSBORNE PARTNERS
Office #1: One Embarcadero Center Ste 4100, San Francisco, CA 94111May 3, 2017 - April 20, 2021
BAKERAVENUE
March 17, 2015 - November 17, 2016
THE MCBRIDE GROUP
April 4, 2014 - March 18, 2015
WELLS FARGO CLEARING SERVICES, LLC
March 12, 2014 - March 18, 2015
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
OSBORNE PARTNERS
CRD#: 108100 / SEC#: 801-56319
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/19/2021)
(4/19/2021)
(11/23/2022)
Exams
Current Firm
OSBORNE PARTNERS
CRD#: 108100 / SEC#: 801-56319
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,015 |
| AUM (Assets Under Management) | $ 2,358,840,039 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/23/2025 | ||
| 01/03/2024 |
Red Flags
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