Jay R. Harris

FRIDAY FINANCIAL

DUBUQUE, IA 52002

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CRD#: 6292546

Professional summary

Jay Robert Harris is a registered financial advisor currently at FRIDAY FINANCIAL located in Dubuque, Iowa.

Jay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Jay has worked at 2 firms and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) I am a Partner and Accountant with Honkamp P.C., a regional public accounting firm. I am located at 2345 JFK Road, Dubuque, IA. I have been with HK & Co. since 05/2005. I work approximately 160 hours a month. I provide services typical of public accounting, which might include tax preparation and planning services, business consulting services, and bookkeeping services, to a variety of different clients and client types. Most of my work is during securities trading hours. My employment is not securities-related or investment-related. (2) I am a Member-Owner of Law Building, LLC., a real estate rental entity. My participation is not securities-related or investment-related. The building owned by the entity is located at 2345 JFK Road, Dubuque, IA 52002. My start date is 01/2017. I devote 1-2 hours a month, primarily during non-securities trading hours. My participation includes attending periodic member meetings.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay Robert Harris's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 17, 2026 - Present

FRIDAY FINANCIAL

Office #1: 2345 Jfk Road, Dubuque, IA 52002

RIA

CRD#: 329748

DUBUQUE, IA

Past

January 23, 2014 - July 13, 2026

AVANTAX PLANNING PARTNERS, INC.

RIA

CRD#: 106237

DUBUQUE, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FRIDAY FINANCIAL

FRIDAY FINANCIAL | FRIDAY FINANCIAL, INC.

CRD#: 329748 / SEC#: 801-129486

RIA

Registered Investment Advisory firm - (2/9/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(9/17/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 65

Status Unavailable

Passed: 1/21/2014

Uniform Investment Adviser Law Examination

Current Firm

FRIDAY FINANCIAL

FRIDAY FINANCIAL | FRIDAY FINANCIAL, INC.

CRD#: 329748 / SEC#: 801-129486

RIA

Registered Investment Advisory firm - (2/9/2024 Approved)

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Contact information

Main Address

600 Star Brewery Drive Suite 400, Dubuque, IA 52001

Mailing Address

Phone number

(563) 552-7526

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FRIDAY FINANCIAL FORM ADV PART 2A (5/27/2026)

Regulatory assets under management

Total Number of Accounts	829
AUM (Assets Under Management)	$ 409,324,015

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jay R. Harris

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay Robert Harris's CRS (Customer Relationship Summary).

Certified licenses

Experience

FRIDAY FINANCIAL

AVANTAX PLANNING PARTNERS, INC.

Primary Firm SEC Registration

FRIDAY FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Passed: 1/21/2014

Current Firm

FRIDAY FINANCIAL

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FRIDAY FINANCIAL

TRUST BUT VERIFY

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