Jeffrey Edward Schwenk
Professional Summary
Jeffrey Edward Schwenk, who also goes by Jeffrey Schwenk, is a registered financial advisor currently at SENTRY EQUITY SERVICES, INC. located in Stevens Point, Wisconsin. Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2014. Jeffrey has worked at 1 firm and has passed the SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jeffrey Schwenk
Similar Advisors
WILLIAMS ASSET MANAGEMENT
DIWY FINANCIAL PLANNING
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
WILLIAMS ASSET MANAGEMENT
DIWY FINANCIAL PLANNING
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
WILLIAMS ASSET MANAGEMENT
DIWY FINANCIAL PLANNING
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
WILLIAMS ASSET MANAGEMENT
DIWY FINANCIAL PLANNING
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Years of Experience
12 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
WILLIAMS ASSET MANAGEMENT
DIWY FINANCIAL PLANNING
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current Firm
SENTRY EQUITY SERVICES, INC.
Contact Information
Main Address
1800 North Point Drive, Stevens Point, WI 54481Mailing Address
1800 North Point Drive, Stevens Point, WI 54481Phone Number
(715) 346-6000Established
Delaware since 05/09/1969Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (29 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
2Similar Advisors
WILLIAMS ASSET MANAGEMENT
DIWY FINANCIAL PLANNING
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
WILLIAMS ASSET MANAGEMENT
DIWY FINANCIAL PLANNING
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2014About the Series 6 examSRO Registrations
Similar Advisors
WILLIAMS ASSET MANAGEMENT
DIWY FINANCIAL PLANNING
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Edward Schwenk's CRS (Customer Relationship Summary).
Similar Advisors
WILLIAMS ASSET MANAGEMENT
DIWY FINANCIAL PLANNING
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED