Ray G. Valerio
Professional summary
Ray Guillermo Valerio, who also goes by Ray Guillermo Valerio, is a registered financial professional currently at SOFI SECURITIES LLC located in Jacksonville, Florida.
Ray is registered as a RR (Registered Representative) and started their career in finance in 2014. Ray has worked at 6 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7, Series 6 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ray Guillermo Valerio's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 3, 2025 - Present
SOFI SECURITIES LLC
Office #1: 5335 Gate Pkwy 5th Floor, Jacksonville, FL 32256August 27, 2024 - October 18, 2024
LPL FINANCIAL LLC
March 8, 2024 - July 29, 2024
HIGHTOWER SECURITIES, LLC
March 5, 2019 - January 4, 2023
FIDELITY BROKERAGE SERVICES LLC
June 5, 2018 - November 21, 2018
MORGAN STANLEY
February 13, 2018 - November 21, 2018
MORGAN STANLEY
August 18, 2014 - August 9, 2017
FIDELITY BROKERAGE SERVICES LLC
February 18, 2014 - June 3, 2014
VOYA FINANCIAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/3/2025)
Exams
Series 6TO
Date: 3/8/2024
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
SOFI SECURITIES LLC
CRD#: 151717 / SEC#: , 8-68389
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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Company Information
SOFI SECURITIES LLC
CRD#: 151717Jacksonville, FL 32256TRUST BUT VERIFY
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