Sergio M. Rios Chamorro
Professional summary
Sergio Marcel Rios Chamorro, who also goes by Sergio Marcel Rios, Sergio Marcel Rios Chamorro, is a registered financial professional currently at MDB CAPITAL located in Addison, Texas.
Sergio is registered as a RR (Registered Representative) and started their career in finance in 2023. Sergio has worked at 1 firm and has passed the Series 79TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sergio Marcel Rios Chamorro's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 12, 2023 - Present
MDB CAPITAL
Office #1: 14135 Midway Road, Suite G-150, Addison, TX 75001State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 5/21/2024
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 12/11/2023
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
MDB CAPITAL
CRD#: 42677 / SEC#: , 8-49951
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
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