Joshua Coniglio

PACIFIC CAPITAL

CORONA, CA 92881

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CRD#: 6290332

Professional summary

Joshua Coniglio, CFP®, who also goes by Joshua Makito Coniglio, is a registered financial advisor currently at PACIFIC CAPITAL located in Corona, California.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Joshua has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joshua Makito Coniglio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Coniglio Wealth Management Inc - Chino, CA 91710 & Tustin CA 92780. Owner, corporate entity for marketing, insurance sales, accounting and tax purposes. Started 02/2017. Less than 1% of time Morgan Square Homeowners Association; non-investment related; Chino, CA 91710; homeowners association; volunteer board member-treasurer; start date 08/2018; approx 2 hours per month, 0 hours during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Coniglio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

September 3, 2019 - Present

PACIFIC CAPITAL

Office #1: 1861 California Avenue Suite 101, Corona, CA 92881

RIA

CRD#: 159294

CORONA, CA

Past

October 20, 2015 - August 16, 2019

USA FINANCIAL SECURITIES LLC

RIA

CRD#: 103857

Tustin, CA

Past

October 20, 2015 - August 16, 2019

USA FINANCIAL SECURITIES LLC

CRD#: 103857

Tustin, CA

Past

August 26, 2015 - October 5, 2015

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

TUSTIN, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PACIFIC CAPITAL

PACIFIC CAPITAL | PACIFIC CAPITAL WEALTH ADVISORS, INC.

CRD#: 159294 / SEC#: 801-80494

RIA

Registered Investment Advisory firm - (11/3/2014 Approved)

California

Registered Investment Advisory firm - (12/6/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/3/2019)

IAR

Texas
(9/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/24/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/25/2015

General Securities Representative Examination

Current Firm

PACIFIC CAPITAL

PACIFIC CAPITAL | PACIFIC CAPITAL WEALTH ADVISORS, INC.

CRD#: 159294 / SEC#: 801-80494

RIA

Registered Investment Advisory firm - (11/3/2014 Approved)

California

Registered Investment Advisory firm - (12/6/2014 Terminated)

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Contact information

Main Address

1861 California Avenue Suite 101, Corona, CA 92881

Mailing Address

Phone number

(844) 777-8777

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A AND 2B (4/23/2025)

Regulatory assets under management

Total Number of Accounts	577
AUM (Assets Under Management)	$ 654,348,900

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joshua Coniglio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Coniglio's CRS (Customer Relationship Summary).

Certified licenses

Experience

PACIFIC CAPITAL

USA FINANCIAL SECURITIES LLC

USA FINANCIAL SECURITIES LLC

J.P. TURNER & COMPANY, L.L.C.

Primary Firm SEC Registration

PACIFIC CAPITAL

State Registrations and Notice Filings

Exams

Series 66

Date: 9/24/2015

SIE

Date: 10/1/2018

Series 7

Date: 8/25/2015

Current Firm

PACIFIC CAPITAL

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PACIFIC CAPITAL

TRUST BUT VERIFY

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