AS
Alex P. Sutherland
LIFEPLAN GROUP
Raleigh, NC 27613
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CRD#: 6290303
AS
Professional summary
Alex Paul Sutherland, CFP® is a registered financial advisor currently at LIFEPLAN GROUP located in Raleigh, North Carolina.
Alex is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Alex has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LifePlan Tax & Insurance Group, INC. - Owner and Agent. 10/2014 to Present. Investment Related. 7201 Creedmoor Rd, Suite 147, Raleigh, NC 27613. Spend 10 hrs/month on this activity, 10 hrs/month during normal trading hours. Duties include placement of insurance products as agent. Sole Proprietor; Real Estate sales not investment related; 2001 Angelwing Ct. Raleigh, NC 27613. Real Estate sales; Broker; Owner; Broker; 3/19/2013 to Present. Spend less than 1 hr/month on this activity, 0 hrs during normal trading hours. Real Estate Agent for the sale of homes.
CRS (Client Relationship Summary) - RIA
Click below to view Alex Paul Sutherland's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
February 21, 2014 - Present
LIFEPLAN GROUP
Office #1: 7201 Creedmoor Rd. Suite 147, Raleigh, NC 27613RIA
CRD#: 144157
Raleigh, NC
Past
March 7, 2019 - December 6, 2021
FREEDOM INVESTMENT MANAGEMENT, INC.
RIA
CRD#: 126052
Raleigh, NC
Past
September 11, 2018 - November 30, 2021
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
Raleigh, NC
Past
August 23, 2016 - December 31, 2018
FREEDOM INVESTMENT MANAGEMENT, INC.
RIA
CRD#: 126052
Raleigh, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LG
LIFEPLAN GROUP
LIFEPLAN GROUP | THE LIFEPLAN INVESTMENT ADVISORS, LLC | LIFEPLAN TAX ADVISORY GROUP | LIFEPLAN INVESTMENT ADVISORS, INC | LIFEPLAN INVESTMENT ADVISOR, INC | LIFEPLAN GROUP (DBA)
CRD#: 144157 / SEC#: 801-122570
RIA
Registered Investment Advisory firm - (11/16/2021 Approved)Nebraska
Registered Investment Advisory firm - (10/26/2010 Terminated)North Carolina
Registered Investment Advisory firm - (12/13/2021 Terminated)Texas
Registered Investment Advisory firm - (12/13/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(2/21/2014)
IAR
Texas(11/20/2019)
Current Firm
LG
LIFEPLAN GROUP
LIFEPLAN GROUP | THE LIFEPLAN INVESTMENT ADVISORS, LLC | LIFEPLAN TAX ADVISORY GROUP | LIFEPLAN INVESTMENT ADVISORS, INC | LIFEPLAN INVESTMENT ADVISOR, INC | LIFEPLAN GROUP (DBA)
CRD#: 144157 / SEC#: 801-122570
RIA
Registered Investment Advisory firm - (11/16/2021 Approved)Nebraska
Registered Investment Advisory firm - (10/26/2010 Terminated)North Carolina
Registered Investment Advisory firm - (12/13/2021 Terminated)Texas
Registered Investment Advisory firm - (12/13/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7201 Creedmoor Rd. Suite 147, Raleigh, NC 27613
Mailing Address
Phone number
(919) 858-6119
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 913 |
| AUM (Assets Under Management) | $ 238,613,582 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LIFEPLAN GROUP
CRD#: 144157Raleigh, NC 27613TRUST BUT VERIFY
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