BM
Brian D. Minier
PROSPERITY CAPITAL ADVISORS
Gahanna, OH 43230
Some features on this profile are disabled
CRD#: 6289530
BM
Professional summary
Brian Daniel Minier is a registered financial advisor currently at PROSPERITY CAPITAL ADVISORS located in Gahanna, Ohio.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Brian has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Brian Minier is a licensed insurance agent conducting business from his registered location. In this capacity, he may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Mr. Minier spends approx. 10 hrs/week during trading hours on this activity. 2) Brian Minier works with the local chapter of the American Financial Education Alliance (AFEA). Mr. Minier conducts several seminars per month to help eliminate financial illiteracy as part of his marketing efforts. Mr. Minier spends approximately four hours per month on this activity during non-trading hours. There are no product sales or company names mentioned at these seminars. 3) Brian Minier is a partner and board member of BFM Financial Services LLC, out of Gahanna, OH. Brian spends approximately 20 hours per month outside of securities trading hours, and approximately 25 hours per month during securities trading hours on this business investment-related activity. 4) Brian Minier is a partner in Keystone Financial Group, LLC which is the operating entity for Mr. Minier's advisory and insurance business. Mr. Minier spends approximately forty hours per week during trading hours working under this entity. 5) Brian Minier serves as a board member of Grace Fellowship Church of Pickerington, OH. Brian spends approximately 3 hours per month outside of securities hours and 0 hours per month during securities trading hours on this activity. This is not an investment-related activity. 6) Brian Minier is on the board of directors at Encompass World Partners, a global missions organization located in Doraville, GA. Brian spends approximately 2 hours per month outside of securities trading hours and 0 hours per month during securities trading hours on this activity. This is not an investment-related activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Daniel Minier's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 2, 2015 - Present
PROSPERITY CAPITAL ADVISORS
Office #1: 700 Taylor Road Suite 170, Gahanna, OH 43230RIA
CRD#: 156480
Gahanna, OH
Past
March 16, 2015 - May 27, 2015
REGAL INVESTMENT ADVISORS LLC
RIA
CRD#: 125004
GAHANNA, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(1/29/2025)
IAR
Louisiana(10/27/2023)
IAR
Ohio(6/2/2015)
IAR
Texas(4/6/2018)
Current Firm
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
30400 Detroit Road Suite 201, Westlake, OH 44145
Mailing Address
Phone number
(888) 240-0064
Established
Firm type
Fiscal year end
# of Employees
202
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,823 |
| AUM (Assets Under Management) | $ 3,684,966,200 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
