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Brian Daniel Minier

PROSPERITY CAPITAL ADVISORS
Gahanna, OH
·CRD# 6289530·11 years experience

Professional Summary

Brian Daniel Minier is a registered financial advisor currently at PROSPERITY CAPITAL ADVISORS located in Gahanna, Ohio. Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Brian has worked at 2 firms and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

PROSPERITY CAPITAL ADVISORS·CRD# 156480
RIA
700 Taylor Road Suite 170, Gahanna, OH 43230
June 2, 2015 - Present
REGAL INVESTMENT ADVISORS LLC·CRD# 125004
RIA
Gahanna, OH
March 16, 2015 - May 27, 2015

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Current Firm

PC
PROSPERITY CAPITAL ADVISORS

C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS

CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - SEC (3/22/2011 Approved)

Contact Information

Main Address

30400 Detroit Road Suite 201, Westlake, OH 44145

Phone Number

(888) 240-0064

# of Employees

244

SEC notice filing (42 States and Territories)

Registered to provide investment advisory services in 42 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PCA PART 2A 2026 (3/23/2026)

Regulatory Assets Under Management

Total Number of Accounts

16,541

AUM (Assets Under Management)

$4,385,706,161

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Brian Minier is a licensed insurance agent conducting business from his registered location. In this capacity, he may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Mr. Minier spends approx. 10 hrs/week during trading hours on this activity. 2) Brian Minier works with the local chapter of the American Financial Education Alliance (AFEA). Mr. Minier conducts several seminars per month to help eliminate financial illiteracy as part of his marketing efforts. Mr. Minier spends approximately four hours per month on this activity during non-trading hours. There are no product sales or company names mentioned at these seminars. 3) Brian Minier is a owner and board member of BFM Financial Services LLC, out of Gahanna, OH. Brian spends approximately 20 hours per month outside of securities trading hours, and approximately 25 hours per month during securities trading hours on this business investment-related activity. 4) Brian Minier is a partner in Keystone Financial Group, LLC which is the operating entity for Mr. Minier's advisory and insurance business and the dba he uses to promote his advisory activities. Mr. Minier spends approximately forty hours per week during trading hours working under this entity. 5) Brian Minier serves as a board member of Grace Fellowship Church of Pickerington, OH. Brian spends approximately 3 hours per month outside of securities hours and 0 hours per month during securities trading hours on this activity. This is not an investment-related activity. 6) Brian Minier is on the board of directors at Encompass World Partners, a global missions organization located in Doraville, GA. Brian spends approximately 2 hours per month outside of securities trading hours and 0 hours per month during securities trading hours on this activity. This is not an investment-related activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROSPERITY CAPITAL ADVISORS

C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS

CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - SEC (3/22/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(1/29/2025)
IAR
Louisiana
(10/27/2023)
IAR
Ohio
(6/2/2015)
IAR
Texas
(4/6/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2015About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Brian Daniel Minier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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