DP
David W. Peck
SUMMIT GLOBAL INVESTMENTS
Highlands Ranch, CO
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CRD#: 6289230
DP
Professional summary
David William Peck, who also goes by Fish Peck, is a registered financial advisor currently at SUMMIT GLOBAL INVESTMENTS, LLC located in Highlands Ranch, Colorado.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. David has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Fish Peck
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
*REMMIZ1 IRONHORSE LLC. 10758 CEDAR BROOK LANE HIGHLANDS RANCE CO. INV REL. OCT 2022. REAL ESTATE PARTNERSHIP WITH COUSINS. PARTNER. NO DUTIES. NOT DURING TRADE HRS. *AMAZON, INC. 12675 LIBERTY BLVD CENTENNIAL CO. NOT INV REL. NOV 2022. ASSOCIATE. AMAZON ASSOCIATE/LEARNING AMBASSADOR. UNLOAD PACKAGES AND SORT FOR DELIVERY. DURING SOME TRADE HRS. *SUMMIT GLOBAL PRIVATE WEALTH. 7173 S HAVANA ST SUITE 600-327 CENTENNIAL CO. INV REL. JUNE 2024 IAR. FINANCIAL ADVISOR. PROVIDE FINANCIAL ADVICE/OPTIONS TO CLIENTS. DURING TRADE HRS. *SUMMIT GLOBAL INVESTMENTS. 7173 S HAVANA ST SUITE 600-327 CENTENNIAL CO. INV REL. JUNE 2024. IAR. FINANCIAL ADVISOR. PROVIDE FINANCIAL ADVICE/OPTIONS TO CLIENTS. DURING TRADE HRS. *DAVID PECK - INSURANCE PRODUCER. 7173 S HAVANA ST SUITE 600-327 CENTENNIAL CO. INV REL. JUNE 2024. FIXED INS SALES AND SERVICE. INSURANCE PRODUCER. DURING TRADE HRS. *MELALEUCA. 10758 CEDAR BROOK LANE, HIGHLANDS RANCH CO. NOT INV REL. JUNE 1995. CUSTOMER. ORDER NATURAL HOUSEHOLD PRODUCTS ONLINE. NOT DURING TRADE HRS.
CRS (Client Relationship Summary) - RIA
Click below to view David William Peck's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 11, 2024 - Present
SUMMIT GLOBAL INVESTMENTS, LLC
RIA
CRD#: 157091
Highlands Ranch, CO
Past
January 25, 2019 - May 29, 2024
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
Centennial, CO
Past
February 25, 2014 - May 29, 2024
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
Centennial, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SG
SUMMIT GLOBAL INVESTMENTS, LLC
HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS
CRD#: 157091 / SEC#: 801-76631
RIA
Registered Investment Advisory firm - (5/10/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(9/11/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SG
SUMMIT GLOBAL INVESTMENTS, LLC
HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS
CRD#: 157091 / SEC#: 801-76631
RIA
Registered Investment Advisory firm - (5/10/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
620 South Main Street, Bountiful, UT 84010
Mailing Address
620 South Main Street, Bountiful, UT 84010
Phone number
(888) 251-4847
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (43 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,923 |
| AUM (Assets Under Management) | $ 1,921,141,101 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
