Daniel C. Raeber
CETERA INVESTMENT ADVISERS LLC
ST. LOUIS, MO 63126
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CRD#: 6288766
Professional summary
Daniel Charles Raeber, who also goes by Dan Charles Raeber, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in St. Louis, Missouri and CETERA ADVISORS LLC located in Kansas City, Missouri.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Daniel has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dan Charles Raeber
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: EQUITY FINANCIAL SERVICES; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Charles Raeber's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 8615 Pardee Lane, St. Louis, MO 63126Office #2: 4717 Grand Ave, Suite 240, Kansas City, MO 64112RIA
CRD#: 105644
ST. LOUIS, MO
Current
January 5, 2023 - Present
CETERA ADVISORS LLC
Office #1: 3200 Ne 83rd St Ste 215, Kansas City, MO 64119Office #2: 8615 Pardee Lane, St Louis, MO 63126BD
CRD#: 10299
Kansas City, MO
Past
January 5, 2023 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
Kansas City, MO
Past
March 31, 2014 - January 10, 2023
EDWARD JONES
RIA
CRD#: 250
Kansas City, MO
Past
March 10, 2014 - January 10, 2023
EDWARD JONES
BD
CRD#: 250
Kansas City, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/5/2023)
RR
California(1/5/2023)
RR
Florida(1/2/2025)
RR
Illinois(1/2/2025)
RR
Indiana(1/5/2023)
RR
Iowa(1/2/2025)
RR
Kansas(1/5/2023)
RR
Michigan(1/5/2023)
RR
Minnesota(1/5/2023)
RR
Missouri(1/5/2023)
IAR
Missouri(3/21/2024)
RR
Montana(7/30/2025)
RR
Nebraska(1/5/2023)
RR
Nevada(1/5/2023)
RR
New Mexico(1/5/2023)
RR
Oklahoma(1/5/2023)
RR
Texas(1/5/2023)
IAR
Texas(3/21/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
