MH
Matthew C. Howard
CAPITAL INVESTMENT ADVISORY SERVICES
GREENVILLE, SC 29601
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CRD#: 6288282
MH
Professional summary
Matthew Christopher Howard, who also goes by Matthew C Howard, Matthew Christopher Howard, is a registered financial advisor currently at CAPITAL INVESTMENT ADVISORY SERVICES, LLC located in Greenville, South Carolina and CAPITAL INVESTMENT GROUP, INC. located in Cary, North Carolina.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Matthew has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew C Howard | Matthew Christopher Howard
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 05/11/2023 - TRUST COMPANY OF NORTH CAROLINA, 105 E NORTH ST, GREENVILLE, SC 29601; WEALTH MANAGEMENT; WEALTH ADVISOR; START 03/27/2023; 160 HRS/MON WITH 120 HRS/MON DURING SECURITIES TRADING HRS; ADVISE CLIENTS CONCERNING INVESTMENTS, RETIREMENT PLANNING AND LEGACY PLANNING; INVESTMENT RELATED. 2) FOOTHILLS PROPERTY GROUP, 330 E COFFEE ST, STE 5005, GREENVILLE, SC 29601; REAL ESTATE; REALTOR; START 1/1/2000; 4 HRS/MON WITH O HRS DURING SECURITIES TRADING HRS; NO SALES OR DUTIES. PERSONAL PURCHASES ONLY; NON INVESTMENT RELATED.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Christopher Howard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 10, 2025 - Present
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
Office #1: 105 E North Street, Greenville, SC 29601Office #2: 100 W. Chatham St., Cary, NC 27511RIA
CRD#: 149124
GREENVILLE, SC
Current
June 10, 2025 - Present
CAPITAL INVESTMENT GROUP, INC.
Office #1: 100 W. Chatham Street, Cary, NC 27511BD
CRD#: 14752
CARY, NC
Past
May 12, 2023 - June 23, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
GREENVILLE, SC
Past
May 12, 2023 - June 23, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
GREENVILLE, SC
Past
March 16, 2015 - December 31, 2022
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
SAN DIEGO, CA
Past
December 18, 2014 - December 31, 2022
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC
CRD#: 149124 / SEC#: 801-69846
RIA
Registered Investment Advisory firm - (1/5/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/10/2025)
RR
North Carolina(7/2/2025)
RR
South Carolina(6/10/2025)
IAR
South Carolina(6/10/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC
CRD#: 149124 / SEC#: 801-69846
RIA
Registered Investment Advisory firm - (1/5/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 E. Six Forks Road Suite 200, Raleigh, NC 27609
Mailing Address
P.o. Box 32249, Raleigh, NC 27622
Phone number
(919) 831-2370
Established
Firm type
Fiscal year end
# of Employees
106
SEC notice filing (39 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,619 |
| AUM (Assets Under Management) | $ 1,930,938,262 |
Red Flags
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Company Information
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CRD#: 149124Greenville, SC 29601TRUST BUT VERIFY
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