TS
Tanisha Solwazi
FIDELITY BROKERAGE SERVICES LLC
Smithfield, RI 02917
Some features on this profile are disabled
CRD#: 6288144
TS
Professional summary
Tanisha Solwazi, who also goes by Tanisha M Solwazi, Toni Solwazi, Tanisha M Stanberry, Toni Stanberry, Tanisha Stanberry, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Tanisha is registered as a RR (Registered Representative) and started their career in finance in 2018. Tanisha has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Tanisha M Solwazi | Toni Solwazi | Tanisha M Stanberry | Toni Stanberry | Tanisha Stanberry
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
*554440- TSG Realty Holdings LLC; Investment related : Yes; Atlanta, Georgia; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); May 2023; During business hours: 0; After business hours: 2; Rental Property owner / operator *554444- AirBnB/TSG Realty Holdings LLC; Investment related : Yes; San Franciso, California; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); May 2023; During business hours: 0; After business hours: 2; I rent my property through AirBnB
CRS (Client Relationship Summary) - BD
Click below to view Tanisha Solwazi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 27, 2024 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917BD
CRD#: 7784
Smithfield, RI
Past
June 16, 2023 - May 21, 2024
MORGAN STANLEY
RIA
CRD#: 149777
Atlanta, GA
Past
June 14, 2023 - May 21, 2024
MORGAN STANLEY
BD
CRD#: 149777
Atlanta, GA
Past
January 10, 2020 - May 10, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ATLANTA, GA
Past
July 31, 2018 - May 10, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
ATLANTA, GA
Past
April 9, 2018 - June 28, 2018
MORGAN STANLEY
BD
CRD#: 149777
ROCKVILLE, MD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/6/2025)
RR
Alaska(1/7/2025)
RR
Arizona(1/14/2025)
RR
Arkansas(1/17/2025)
RR
California(1/7/2025)
RR
Colorado(1/9/2025)
RR
Connecticut(1/6/2025)
RR
Delaware(1/21/2025)
RR
District of Columbia(1/13/2025)
RR
Florida(1/7/2025)
RR
Georgia(12/2/2024)
RR
Hawaii(1/7/2025)
RR
Idaho(1/13/2025)
RR
Illinois(1/9/2025)
RR
Indiana(1/6/2025)
RR
Iowa(1/9/2025)
RR
Kansas(1/6/2025)
RR
Kentucky(1/6/2025)
RR
Louisiana(1/7/2025)
RR
Maine(1/6/2025)
RR
Maryland(1/10/2025)
RR
Massachusetts(2/20/2025)
RR
Michigan(1/8/2025)
RR
Minnesota(1/6/2025)
RR
Mississippi(1/8/2025)
RR
Missouri(6/24/2025)
RR
Montana(1/9/2025)
RR
Nebraska(1/6/2025)
RR
Nevada(1/6/2025)
RR
New Hampshire(1/7/2025)
RR
New Jersey(1/6/2025)
RR
New Mexico(1/7/2025)
RR
New York(1/7/2025)
RR
North Carolina(1/6/2025)
RR
North Dakota(1/14/2025)
RR
Ohio(1/31/2025)
RR
Oklahoma(1/8/2025)
RR
Oregon(1/11/2025)
RR
Pennsylvania(1/7/2025)
RR
Puerto Rico(1/27/2025)
RR
Rhode Island(1/8/2025)
RR
South Carolina(1/9/2025)
RR
South Dakota(1/7/2025)
RR
Tennessee(1/7/2025)
RR
Texas(1/6/2025)
RR
Utah(1/8/2025)
RR
Vermont(1/6/2025)
RR
Virgin Islands(1/14/2025)
RR
Virginia(1/6/2025)
RR
Washington(1/6/2025)
RR
West Virginia(1/7/2025)
RR
Wisconsin(1/7/2025)
RR
Wyoming(1/6/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
FB
FIDELITY BROKERAGE SERVICES LLC
FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.
CRD#: 7784 / SEC#: , 8-23292
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
900 Salem Street, Smithfield, RI 02917
Mailing Address
Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262
Phone number
(617) 563-7000
Established
Delaware since 06/08/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Smithfield, RI 02917TRUST BUT VERIFY
Monitor Tanisha Solwazi
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
