Kyle E. Peters
Professional summary
Kyle E Peters, CFP®, who also goes by Kyle Edward Peters, Kyle Peters, is a registered financial professional currently at CAMBRIDGE INVESTMENT RESEARCH, INC. located in New York, New York.
Kyle is registered as a RR (Registered Representative) and started their career in finance in 2014. Kyle has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kyle E Peters's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 4, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 780 3rd Ave 19th Floor, New York, NY 10017January 26, 2022 - April 5, 2025
CHARLES SCHWAB & CO., INC.
January 26, 2022 - April 5, 2025
CHARLES SCHWAB & CO., INC.
January 28, 2020 - October 14, 2022
TD AMERITRADE, INC.
January 28, 2020 - September 7, 2023
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
January 23, 2020 - July 29, 2024
TD AMERITRADE, INC.
November 9, 2017 - December 31, 2019
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.
January 9, 2015 - December 31, 2019
AMERICAN CENTURY INVESTMENT SERVICES INC.
March 3, 2014 - July 1, 2014
MIDAMERICA FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/4/2025)
(12/4/2025)
Exams
FINRA
Current Firm
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543 / SEC#: , 8-48740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | |
| BELL, COLLEEN MCGUIRE | PRESIDENT INNOVATION AND EXPERIENCE; DIRECTOR | 5077188 |
| BOEN, RYAN | EVP, CHIEF FINANCIAL OFFICER/FINOP, PRINCIPAL OPERATIONS OFFICER | 7842316 |
| KUHLMAN, RICHARD HENRY | SVP, CHIEF LEGAL OFFICER | 7076563 |
| MILLER, SETH AARON | PRESIDENT ADVOCACY & ADMINISTRATION; GENERAL COUNSEL; DIRECTOR | 5495508 |
| ROBBINS, TAMMY ANN | EXECUTIVE VICE PRESIDENT/CHIEF BUSINESS DEVELOPMENT OFFICER | 3125668 |
| ROLLINS, EDDIE THOMAS | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT | 1523500 |
| SHAFER, ANDREA LYNN | EVP, CHIEF SUPERVISION OFFICER | 5448499 |
| STONE, CARLA JEAN | FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER | 3193985 |
| TURNER, GREGORY WALTER | EVP, CONSULTING SERVICES | 3144311 |
| VEST, VALARIE KNOBLOCK | EVP, CHIEF EXPERIENCE OFFICER | 3074142 |
| VIVACQUA, JEFFREY FRANCIS | PRESIDENT GROWTH AND DEVELOPMENT; DIRECTOR | 2608892 |
| WEBBER, AMY LYNN | CEO, SECRETARY; DIRECTOR | 1812670 |
| YOUHN, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 1414691 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
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