Jared H. Bovinet
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jared H Bovinet, CFP®, who also goes by Jared Harrison Bovinet, Jared Bovinet, was a registered financial professional .
Jared is a previously registered financial professional and started their career in finance in 2014. Jared had worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2024 - July 20, 2026
W&S BROKERAGE SERVICES, INC.
June 7, 2024 - July 20, 2026
W&S BROKERAGE SERVICES, INC.
October 2, 2023 - June 3, 2024
PRUCO SECURITIES, LLC.
October 2, 2023 - June 3, 2024
PRUCO SECURITIES, LLC.
February 9, 2023 - October 4, 2023
VANGUARD ADVISERS, INC.
February 9, 2023 - October 4, 2023
VANGUARD MARKETING CORPORATION
August 17, 2022 - January 24, 2023
CHARLES SCHWAB & CO., INC.
August 16, 2022 - January 24, 2023
CHARLES SCHWAB & CO., INC.
July 13, 2018 - March 11, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
June 24, 2016 - July 13, 2018
STRATEGIC ADVISERS LLC
September 8, 2015 - June 23, 2016
STRATEGIC ADVISERS LLC
April 4, 2014 - March 10, 2022
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
W&S BROKERAGE SERVICES, INC.
CRD#: 8099 / SEC#: 801-113946, 8-24674
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
W&S BROKERAGE SERVICES, INC.
CRD#: 8099 / SEC#: 801-113946, 8-24674
Contact information
SEC notice filing (33 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WESTERN AND SOUTHERN LIFE ASSURANCE COMPANY | OWNER | |
| BRODIE, TROY DALE | PRESIDENT | 1924559 |
| DELUCA, JAMES JOSEPH | VP, MARKETING | 5420948 |
| HERRON, SARAH SPARKS | CORPORATE SECRETARY | 6905684 |
| JOHNSON, JAY VINCENT | TREASURER | 6607547 |
| LOVELESS, MATTHEW WILLIAM | VP, AGENCY STRATEGY, TRAINING & TALENT ACQUISITION | 5657647 |
| LUEBBE, GREGORY MICHAEL | ASSISTANT VICE PRESIDENT | 2924719 |
| MCGRUDER, JILL TRIPP | DIRECTOR | 1221720 |
| MOURNE, DOUGLAS EDWARD | AVP, BROKERAGE OPERATIONS | 2999021 |
| NIEMEYER, JONATHAN DAVID | DIRECTOR | 5863603 |
| SCOTT, SHAWN MICHAEL | CHIEF COMPLIANCE OFFICER | 4673623 |
| STEARNS, TIMOTHY STEVEN | VP, COMPLIANCE OFFICER | 1327230 |
| WIEDENHEFT, TERRIE ANN | SENIOR VICE PRESIDENT AND CFO | 2619213 |
| WITTMAN, SCOTT JOSEPH | VP TAX | 7679752 |
| WUEBBLING, DONALD JOSEPH | DIRECTOR | 473438 |
Regulatory assets under management
| Total Number of Accounts | 655 |
| AUM (Assets Under Management) | $ 175,814,665 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
