Otto Luis Rivera
CFP®Professional Summary
Otto Luis Rivera, CFP® is a registered financial advisor currently at MINDFUL WEALTH located in St. Cloud, Florida. Otto is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Otto has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
12 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
CONNECTED FINANCIAL PLANNING | MINDFUL WEALTH PLANNING LLC | MINDFUL WEALTH LLC | MINDFUL WEALTH
Contact Information
Main Address
5431 Chippewa St, St. Louis, MO 63109Mailing Address
2767 Mead Ave, St. Cloud, FL 34771Phone Number
(407) 508-9908# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
145AUM (Assets Under Management)
$36,430,974Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(11/9/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed May 2016About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Dec 2015About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Otto Luis Rivera's CRS (Customer Relationship Summary).
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