Svetlana Y. Vasilenko
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Svetlana Yuriyevna Vasilenko, who also goes by Svetlana Yuriyevna Vasilenko, was a registered financial professional .
Svetlana is a previously registered financial professional and started their career in finance in 2014. Svetlana had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2022 - May 23, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
April 28, 2021 - May 23, 2024
FIDELITY BROKERAGE SERVICES LLC
October 9, 2018 - June 7, 2019
TRANSAMERICA FINANCIAL ADVISORS, LLC
November 21, 2014 - November 15, 2016
CHARLES SCHWAB & CO., INC.
March 14, 2014 - August 7, 2014
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
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