Karen L. Esklund
Professional summary
Karen Lynn Esklund, who also goes by Karen Lynn Gray, Karen Lynn Toner, is a registered financial professional currently at AE FINANCIAL SERVICES, LLC located in Lenexa, Kansas.
Karen is registered as a RR (Registered Representative) and started their career in finance in 2018. Karen has worked at 2 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Karen Lynn Esklund's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 9, 2023 - Present
AE FINANCIAL SERVICES, LLC
Office #1: 8801 Renner Blvd., Lenexa, KS 66219-9717July 17, 2018 - August 23, 2021
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
AE FINANCIAL SERVICES, LLC
CRD#: 298608 / SEC#: , 8-70214
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AE FS HOLDINGS, LLC | OWNER | |
| CALLANAN, DAVID JAMES | CHIEF EXECUTIVE OFFICER | 4237166 |
| GOCHENOUR, JOLENE KAY | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 6728358 |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHOLZ, SHAWN | PRESIDENT | 2891167 |
| WOLFE, DAVID ROBB | GENERAL COUNSEL AND SECRETARY | 6603373 |
Red Flags
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