Gareth E. Dacunha

ALLIO MARKETS

SEATTLE, WA 98104

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CRD#: 6285600

Professional summary

Gareth Eduardo Dacunha, who also goes by Gareth Eduardo Da Cunha, Gareth Dacunha, is a registered financial professional currently at ALLIO MARKETS, LLC located in Seattle, Washington.

Gareth is registered as a RR (Registered Representative) and started their career in finance in 2014. Gareth has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Gareth Eduardo Da Cunha | Gareth Dacunha

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Denver Bison Co. - Investment Related: No - (Personal Address) - Bison meat distribution and consumer packaging - Founder/President - began 10/11/2019 - Hours devoted to business: 40 - Hours devoted during Securities business: 0 - . Recipe construction, production sourcing, production contracting, brad management, marketing management, B2B sales, webmaster, other menial duties. 2. Masterworks; investment related; New York, NY; start date as noted in the employment section; 160 hours all during trading hours; Duties art securities sales.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gareth Eduardo Dacunha's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 29, 2025 - Present

ALLIO MARKETS, LLC

Office #1: 107 Spring Street, Seattle, WA 98104

CRD#: 318268

SEATTLE, WA

Past

January 5, 2024 - August 13, 2024

INDEPENDENT BROKERAGE SOLUTIONS LLC

CRD#: 153563

Salt Lake City, UT

Past

April 6, 2022 - September 21, 2022

ARETE WEALTH MANAGEMENT, LLC

CRD#: 44856

New York, NY

Past

March 28, 2022 - September 22, 2022

ARETE WEALTH ADVISORS, LLC

RIA

CRD#: 145488

New York, NY

Past

July 22, 2021 - March 22, 2022

INDEPENDENT BROKERAGE SOLUTIONS LLC

CRD#: 153563

New York, NY

Past

October 6, 2016 - August 4, 2021

HARRISDIRECT LLC

RIA

CRD#: 42159

Denver, CO

Past

October 6, 2016 - August 4, 2021

E*TRADE SECURITIES LLC

CRD#: 29106

Denver, CO

Past

January 12, 2016 - March 29, 2016

CURIAN CAPITAL, LLC

RIA

CRD#: 120270

DENVER, CO

Past

January 12, 2016 - September 9, 2016

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

DENVER, CO

Past

May 14, 2015 - June 2, 2015

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

ST. PETERSBURG, FL

Past

May 5, 2014 - June 2, 2015

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/9/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/5/2014

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ALLIO MARKETS, LLC

ALLIO CAPITAL | ALLIO MARKETS, LLC

CRD#: 318268 / SEC#: , 8-70846

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

107 Spring Street, Seattle, WA 98104

Mailing Address

107 Spring Street, Seattle, WA 98104

Phone number

(888) 584-7590

Established

Delaware since 11/15/2021

Firm type

Limited Liability Company

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ALLIO HOLDINGS, LLC	DIRECT OWNER
GARCIA, DANIEL THOMAS	CHIEF COMPLIANCE OFFICER	5847982
GEORGE, THOMAS KEITH	FINOP	5378303
PERUGINI, NICOLO	CEO	6738393

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gareth E. Dacunha

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gareth Eduardo Dacunha's CRS (Customer Relationship Summary).

Certified licenses

Experience

INDEPENDENT BROKERAGE SOLUTIONS LLC

ARETE WEALTH MANAGEMENT, LLC

ARETE WEALTH ADVISORS, LLC

INDEPENDENT BROKERAGE SOLUTIONS LLC

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

CURIAN CAPITAL, LLC

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/9/2015

SIE

Date: 10/1/2018

Series 7

Date: 5/5/2014

FINRA

Current Firm

ALLIO MARKETS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ALLIO MARKETS, LLC

TRUST BUT VERIFY

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