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CM

Christopher S. Moore

ROGERS WEALTH GROUP
Fort Worth, TX 76102
Some features on this profile are disabled
CRD#: 6285404
CM

Professional summary


Christopher Sean Moore, who also goes by Christopher S Moore, is a registered financial advisor currently at ROGERS WEALTH GROUP, INC. located in Fort Worth, Texas.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Christopher has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Christopher S Moore

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Christopher Sean Moore's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 24, 2014 - Present

ROGERS WEALTH GROUP, INC.

Office #1: 1330 Summit Avenue, Fort Worth, TX 76102
RIA
CRD#: 107409
Fort Worth, TX

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
ROGERS WEALTH GROUP, INC.
INSTITUTIONAL CONSULTING GROUP, A DIVISION OF ROGERS CAPITAL MANAGEMENT, INC. | ROGERS WEALTH GROUP, INC. | ROGERS INSTITUTIONAL ADVISORY CORP. | ROGERS CAPITAL MANAGEMENT, INC.

CRD#: 107409 / SEC#: 801-51602

RIA
Registered Investment Advisory firm - (3/22/1996 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(3/24/2014)

Exams


State Security Law Exam
IAR
Series 65
Date: 12/13/2013
Uniform Investment Adviser Law Examination

Current Firm


RW
ROGERS WEALTH GROUP, INC.
INSTITUTIONAL CONSULTING GROUP, A DIVISION OF ROGERS CAPITAL MANAGEMENT, INC. | ROGERS WEALTH GROUP, INC. | ROGERS INSTITUTIONAL ADVISORY CORP. | ROGERS CAPITAL MANAGEMENT, INC.

CRD#: 107409 / SEC#: 801-51602

RIA
Registered Investment Advisory firm - (3/22/1996 Approved)
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Contact information


Main Address
1330 Summit Avenue, Fort Worth, TX 76102
Mailing Address
Phone number
(817) 334-0351
Established
Firm type
Fiscal year end
# of Employees
21

SEC notice filing (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BROCHURE DECEMBER 2024 (3/12/2025)

Regulatory assets under management


Total Number of Accounts855
AUM (Assets Under Management)$ 960,836,725

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ROGERS WEALTH GROUP, INC.

CRD#: 107409Fort Worth, TX 76102

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