FP
Fabio Y. Pineda Lopez
BCI SECURITIES
Miami, FL
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CRD#: 6283118
FP
Professional summary
Fabio Yassert Pineda Lopez, who also goes by Fabio Yassert Pineda, Fabio Pineda, Fabio Yassert Pineda Lopez, Fabio Yassert Pinedalopez, is a registered financial advisor currently at BCI SECURITIES, INC. located in Miami, Florida.
Fabio is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Fabio has worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Fabio Yassert Pineda | Fabio Pineda | Fabio Yassert Pineda Lopez | Fabio Yassert Pinedalopez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) BCI Miami, Client Associate, firm under common control as Bci Securities, 30 hours, June 2023.
CRS (Client Relationship Summary) - RIA
Click below to view Fabio Yassert Pineda Lopez's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Fabio Yassert Pineda Lopez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 15, 2023 - Present
BCI SECURITIES, INC.
Office #2: 1450 Brickell Ave. Floor 2800, Miami, FL 33131RIA
BD
CRD#: 168047
Miami, FL
Current
June 14, 2023 - Present
BCI SECURITIES, INC.
Office #1: 1450 Brickell Ave. Floor 2800, Miami, FL 33131RIA
BD
CRD#: 168047
Miami, FL
Past
October 14, 2015 - September 22, 2021
MORGAN STANLEY
RIA
CRD#: 149777
Miami, FL
Past
August 19, 2015 - September 22, 2021
MORGAN STANLEY
BD
CRD#: 149777
Miami, FL
Past
March 3, 2014 - January 21, 2015
AEGIS CAPITAL CORP.
BD
CRD#: 15007
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BS
BCI SECURITIES, INC.
BCI SECURITIES, INC.
CRD#: 168047 / SEC#: 801-121997, 8-69287
RIA
Registered Investment Advisory firm - SEC (10/1/2021 Approved)Florida
Registered Investment Advisory firm - SEC (10/11/2021 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/21/2025)
RR
Delaware(2/15/2024)
RR
Florida(6/15/2023)
IAR
Florida(6/15/2023)
RR
New Jersey(8/21/2025)
RR
New York(6/15/2023)
RR
Tennessee(5/7/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/29/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BCI SECURITIES, INC.
BCI SECURITIES, INC.
CRD#: 168047 / SEC#: 801-121997, 8-69287
RIA
Registered Investment Advisory firm - SEC (10/1/2021 Approved)Florida
Registered Investment Advisory firm - SEC (10/11/2021 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
1450 Brickell Avenue Suite 2850, Miami, FL 33131
Mailing Address
1450 Brickell Avenue Suite 2850, Miami, FL 33131
Phone number
(305) 929-5500
Established
Florida since 07/05/2011
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
68
SEC notice filing (1 States and Territories)
FINRA licenses (23 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANCO DE CREDITO E INVERSIONES, S.A. | SHAREHOLDER | |
| FOXX, TERESA PENNET | DIRECTOR | 2608603 |
| GARCIA NIETO, FRANCISCO JAVIER | DIRECTOR OF SALES | 6645468 |
| GROOM, PAMELA SNELL | CCO | 2870233 |
| MARTIN-DONADIO, CARLOS | CEO/DIRECTOR | 2550675 |
| MARTINEZ-LEJARZA, JUAN CARLOS | DIRECTOR | 6369051 |
| NODAR, MARIA EUGENIA | FINOP/PFO | 1660104 |
| SEGUNDO, JUAN ALBERTO | DIRECTOR | 6353039 |
| VEGA, MARIA GRISEL | DIRECTOR | 6235036 |
Regulatory assets under management
| Total Number of Accounts | 430 |
| AUM (Assets Under Management) | $ 295,193,450 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
