Gage M. Gunderson

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CRD#: 6282561

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gage Michael Gunderson, who also goes by Gage Michael Gunderson, Gage Gunderson, was a registered financial professional .

Gage is a previously registered financial professional and started their career in finance in 2014. Gage had worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Gage Michael Gunderson | Gage Gunderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) STRATEGIC ASSET MANAGEMENT; INVESTMENT RELATED; ROCHESTER, MN; INVESTMENT ADVISOR; INVESTMENT ADVISOR REPRESENTATIVE; 03/2024; APPROX. 120 HOURS PER MONTH DURING TRADING HOURS; INVESTMENT ADVISOR REPRESENTATIVE. 2) STRATEGIC TAX AND RETIREMENT; NON-INVESTMENT RELATED; ROCHESTER, MN; FINANCIAL SERVICES AND TAX PREPARATION; PARAPLANNER; 03/2024; APPROX. 20 HOURS PER MONTH DURING TRADING HOURS; PARAPLANNER.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 23, 2024 - May 9, 2024

STAR CAPITAL INC.

RIA

CRD#: 171057

ROCHESTER, MN

Past

March 7, 2024 - May 8, 2024

STRATEGIC ASSET MANAGEMENT LLC.

RIA

CRD#: 306384

ROCHESTER, MN

Past

March 1, 2023 - September 14, 2023

ADVISORS ASSET MANAGEMENT, INC.

RIA

CRD#: 46727

MONUMENT, CO

Past

March 1, 2023 - September 14, 2023

ADVISORS ASSET MANAGEMENT, INC.

CRD#: 46727

MONUMENT, CO

Past

July 18, 2022 - January 4, 2023

TLG ADVISORS, INC.

RIA

CRD#: 111052

Bozeman, MT

Past

July 11, 2022 - December 31, 2022

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

October 13, 2021 - July 7, 2022

MONEY CONCEPTS CAPITAL CORP

RIA

CRD#: 12963

BOZEMAN, MT

Past

October 13, 2021 - June 27, 2022

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

BOZEMAN, MT

Past

March 19, 2020 - August 16, 2021

COLLIERS SECURITIES LLC

RIA

CRD#: 7477

BISMARCK, ND

Past

March 17, 2020 - August 16, 2021

COLLIERS SECURITIES LLC

CRD#: 7477

BISMARCK, ND

Past

November 18, 2019 - February 12, 2020

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

DENVER, CO

Past

November 15, 2019 - February 12, 2020

AMERICAN PORTFOLIOS ADVISORS, INC

RIA

CRD#: 112697

HOLBROOK, NY

Past

December 19, 2016 - October 1, 2019

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

FORT COLLINS, CO

Past

December 15, 2016 - October 1, 2019

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

FORT COLLINS, CO

Past

May 16, 2014 - May 14, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

OGALLALA, NE

Past

February 26, 2014 - May 14, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

OGALLALA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STAR CAPITAL INC.

RIDGELINE FINANCIAL STRATEGIES | STRATEGIC RETIREMENT SOLUTIONS | STAR CAPITAL INC.

CRD#: 171057 / SEC#: 801-128552

RIA

Registered Investment Advisory firm - (8/11/2023 Approved)

Arkansas

Registered Investment Advisory firm - (8/15/2023 Terminated)

Florida

Registered Investment Advisory firm - (8/15/2023 Terminated)

Illinois

Registered Investment Advisory firm - (8/15/2023 Terminated)

Iowa

Registered Investment Advisory firm - (8/15/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (8/15/2023 Terminated)

Minnesota

Registered Investment Advisory firm - (9/25/2023 Terminated)

New Jersey

Registered Investment Advisory firm - (8/17/2023 Terminated)

New York

Registered Investment Advisory firm - (8/15/2023 Terminated)

Texas

Registered Investment Advisory firm - (8/15/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/13/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/25/2014

General Securities Representative Examination

Current Firm

STAR CAPITAL INC.

RIDGELINE FINANCIAL STRATEGIES | STRATEGIC RETIREMENT SOLUTIONS | STAR CAPITAL INC.

CRD#: 171057 / SEC#: 801-128552

RIA

Registered Investment Advisory firm - (8/11/2023 Approved)

Arkansas

Registered Investment Advisory firm - (8/15/2023 Terminated)

Florida

Registered Investment Advisory firm - (8/15/2023 Terminated)

Illinois

Registered Investment Advisory firm - (8/15/2023 Terminated)

Iowa

Registered Investment Advisory firm - (8/15/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (8/15/2023 Terminated)

Minnesota

Registered Investment Advisory firm - (9/25/2023 Terminated)

New Jersey

Registered Investment Advisory firm - (8/17/2023 Terminated)

New York

Registered Investment Advisory firm - (8/15/2023 Terminated)

Texas

Registered Investment Advisory firm - (8/15/2023 Terminated)

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Contact information

Main Address

200 Southdale Center, Edina, MN 55435

Mailing Address

Phone number

(651) 444-1116

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1,572
AUM (Assets Under Management)	$ 143,466,937

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gage M. Gunderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

STRATEGIC ASSET MANAGEMENT LLC.

ADVISORS ASSET MANAGEMENT, INC.

ADVISORS ASSET MANAGEMENT, INC.

TLG ADVISORS, INC.

THE LEADERS GROUP, INC.

MONEY CONCEPTS CAPITAL CORP

MONEY CONCEPTS CAPITAL CORP

COLLIERS SECURITIES LLC

COLLIERS SECURITIES LLC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

AMERICAN PORTFOLIOS ADVISORS, INC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

STAR CAPITAL INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/13/2014

SIE

Date: 10/1/2018

Series 7

Date: 2/25/2014

Current Firm

STAR CAPITAL INC.

Contact information

SEC notice filing (9 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

STAR CAPITAL INC.

TRUST BUT VERIFY

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