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Debra J. Carmody

ALPHASTAR CAPITAL MANAGEMENT
Boiling Springs, SC 29316
Some features on this profile are disabled
CRD#: 6282510
DC

Professional summary

Debra Jeanne Carmody is a registered financial advisor currently at ALPHASTAR CAPITAL MANAGEMENT located in Boiling Springs, South Carolina.

Debra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Debra has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Licensed insurance agent

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Debra Jeanne Carmody's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 31, 2022 - Present

ALPHASTAR CAPITAL MANAGEMENT

Office #1: 1523 Boiling Springs Rd, Boiling Springs, SC 29316
RIA
CRD#: 157423
Boiling Springs, SC
Past

September 13, 2019 - September 24, 2020

SHANKLAND FINANCIAL ADVISORS, LLC

RIA
CRD#: 139562
HENDERSONVILLE, NC
Past

January 8, 2019 - September 5, 2019

INTEGRATED FINANCIAL STRATEGIES, LLC

RIA
CRD#: 165007
ASHVILLE, NC
Past

January 2, 2019 - December 31, 2020

FORTUNE FINANCIAL SERVICES, INC.

BD
CRD#: 42150
Asheville, NC
Past

February 13, 2018 - December 31, 2018

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

RIA
CRD#: 149124
SYLVA, NC
Past

July 7, 2014 - December 31, 2018

CAPITAL INVESTMENT GROUP, INC.

BD
CRD#: 14752
SYLVA, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ALPHASTAR CAPITAL MANAGEMENT
ALPHASTAR CAPITAL MANAGEMENT | ALPHASTAR CAPITAL MANAGEMENT, LLC

CRD#: 157423 / SEC#: 801-72361

RIA
Registered Investment Advisory firm - (5/18/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
South Carolina
(8/31/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/12/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/5/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/7/2014
General Securities Representative Examination

Current Firm

AC
ALPHASTAR CAPITAL MANAGEMENT
ALPHASTAR CAPITAL MANAGEMENT | ALPHASTAR CAPITAL MANAGEMENT, LLC

CRD#: 157423 / SEC#: 801-72361

RIA
Registered Investment Advisory firm - (5/18/2011 Approved)
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Contact information

Main Address
19600 West Catawba Avenue Suite B200, Cornelius, NC 28031
Mailing Address
Phone number
(855) 340-2514
Established
Firm type
Fiscal year end
# of Employees
124

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts11,592
AUM (Assets Under Management)$ 1,841,154,148

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/12/2023
Cover Page
Report
06/27/2023
Cover Page
Report
01/24/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALPHASTAR CAPITAL MANAGEMENT

CRD#: 157423Boiling Springs, SC 29316

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