Joseph Dylan Nau
Professional Summary
Joseph Dylan Nau is a registered financial advisor currently at ALANTRA, LLC located in Boston, Massachusetts. Joseph is registered as a RR (Registered Representative) and started their career in finance in 2016. Joseph has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 79 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
10 years in the financial services industry
Current & Past Employments
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Current Firm
ALANTRA, LLC | DOWNER & COMPANY, LLC | DOWNER & COMPANY
Contact Information
Main Address
160 Federal Street Suite 1302, Boston, MA 02110Mailing Address
160 Federal Street Suite 1302, Boston, MA 02110Phone Number
(617) 482-6200Established
Massachusetts since 12/29/1996Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (5 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/5/2024)
(9/29/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Apr 2023About the Series 79TO examSeries 79 — Investment Banking Registered Representative Examination
Passed Oct 2016About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Joseph Dylan Nau's CRS (Customer Relationship Summary).
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