Sudhir A. Bhatt

VCS VENTURE SECURITIES

New York, NY 10006-3201

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CRD#: 6281921

Professional summary

Sudhir Alfred Bhatt, who also goes by Sid Bhatt, is a registered financial professional currently at VCS VENTURE SECURITIES located in New York, New York.

Sudhir is registered as a RR (Registered Representative) and started their career in finance in 2014. Sudhir has worked at 6 firms and has passed the Series 63, Series 22TO, Series 82TO, SIE, Series 82 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Sid Bhatt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sudhir Alfred Bhatt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 3, 2025 - Present

VCS VENTURE SECURITIES

Office #1: 29 Broadway Suite 1502, New York, NY 10006-3201

CRD#: 127921

New York, NY

Past

October 1, 2024 - September 2, 2025

GREAT PINE INVESTMENTS LLC

CRD#: 31538

MIAMI, FL

Past

February 3, 2017 - November 23, 2020

VCS VENTURE SECURITIES

CRD#: 127921

NEW YORK, NY

Past

June 24, 2015 - December 8, 2016

HB SECURITIES, LLC

CRD#: 140356

NEWPORT BEACH, CA

Past

December 2, 2014 - June 25, 2015

NMS CAPITAL SECURITIES, LLC

CRD#: 107401

BEVERLY HILLS, CA

Past

May 9, 2014 - November 28, 2014

CHRYSALIS CAPITAL GROUP, LLC

CRD#: 138499

SAN FRANCISCO, CA

Past

February 20, 2014 - May 15, 2014

RCX CAPITAL GROUP, LLC

CRD#: 114290

THE WOODLANDS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(9/3/2025)

Exams

State Security Law Exam

Series 63

Date: 1/31/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22TO

Date: 4/29/2024

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 82TO

Date: 4/29/2024

Limited Representative-Private Securities Offerings

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 82

Date: 8/12/2017

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 22

Date: 2/20/2014

Direct Participation Programs Representative Examination

SRO Registrations

FINRA

Current Firm

VCS VENTURE SECURITIES

D R F BUSINESS AND FINANCIAL SERVICES, LLC | VCS VENTURE SECURITIES | PRIMARY CAPITAL, LLC

CRD#: 127921 / SEC#: , 8-66069

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

29 Broadway Suite 1502, New York, NY 10006-3201

Mailing Address

29 Broadway Suite 1502, New York, NY 10006-3221

Phone number

(212) 404-7696

Established

Delaware since 11/16/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
LEO CAPITAL MARKETS, LLC	DIRECT OWNER
NEW AGE CAPITAL MANAGEMENT, LLC	DIRECT OWNER
MOOD, TRAVIS ANTON MORSE	REGISTERED OPTIONS PRINCIPAL	4745001
NIXON, JON ALAN	FINOP	4710715
STALANSKI, JOHN WALTER	AMLCO	2922709
STALANSKI, JOHN WALTER	CHIEF OPERATING OFFICER	2922709
STALANSKI, JOHN WALTER	CHIEF COMPLIANCE OFFICER	2922709

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sudhir A. Bhatt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sudhir Alfred Bhatt's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREAT PINE INVESTMENTS LLC

VCS VENTURE SECURITIES

HB SECURITIES, LLC

NMS CAPITAL SECURITIES, LLC

CHRYSALIS CAPITAL GROUP, LLC

RCX CAPITAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/31/2014

Series 22TO

Date: 4/29/2024

Series 82TO

Date: 4/29/2024

SIE

Date: 10/1/2018

Series 82

Date: 8/12/2017

Series 22

Date: 2/20/2014

FINRA

Current Firm

VCS VENTURE SECURITIES

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

VCS VENTURE SECURITIES

TRUST BUT VERIFY

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