David E. Rosen

ROSEN INVESTMENT MANAGEMENT LLC

Needham, MA 02494

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CRD#: 6281305

Professional summary

David Emmanuel Rosen is a registered financial advisor currently at ROSEN INVESTMENT MANAGEMENT LLC located in Needham, Massachusetts.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. David has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Emmanuel Rosen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 16, 2014 - Present

ROSEN INVESTMENT MANAGEMENT LLC

Office #1: 75 Second Avenue Suite 605, Needham, MA 02494

RIA

CRD#: 170033

Needham, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(1/16/2014)

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Exams

State Security Law Exam

IAR

Series 65

Date: 9/9/2013

Uniform Investment Adviser Law Examination

Current Firm

ROSEN INVESTMENT MANAGEMENT LLC

ROSEN INVESTMENT MANAGEMENT LLC | ROSEN, DAVID E

CRD#: 170033 / SEC#:

Massachusetts

Registered Investment Advisory firm - (1/16/2014 Approved)

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Contact information

Main Address

75 Second Avenue Suite 605, Needham, MA 02494

Mailing Address

Phone number

(617) 860-6402

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David E. Rosen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Emmanuel Rosen's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROSEN INVESTMENT MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/9/2013

Current Firm

ROSEN INVESTMENT MANAGEMENT LLC

Contact information

Documents

Red Flags

Company Information

ROSEN INVESTMENT MANAGEMENT LLC

TRUST BUT VERIFY

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