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Andrea L. Donaldson
MSH CAPITAL ADVISORS LLC
Scottsdale, AZ 85255-7153
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CRD#: 6280540
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Professional summary
Andrea Lee Donaldson is a registered financial advisor currently at MSH CAPITAL ADVISORS LLC located in Scottsdale, Arizona and M. S. HOWELLS & CO. located in Scottsdale, Arizona.
Andrea is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Andrea has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MSH Capital Advisors LLC, Investment-related: Yes, Address: 23350 N. Pima Rd Scottsdale, AZ 85255; Nature: RIA; Position: EVP-Retirement plans; Title: EVP; Start date4.5.23; 160 hrs per month; 150 hrs per month during trading hours; Duties: advisor/consultant for qualified retirement plans
CRS (Client Relationship Summary) - RIA
Click below to view Andrea Lee Donaldson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 18, 2023 - Present
MSH CAPITAL ADVISORS LLC
Office #1: 23350 N Pima Road, Scottsdale, AZ 85255-7153RIA
CRD#: 157835
Scottsdale, AZ
Current
April 17, 2023 - Present
M. S. HOWELLS & CO.
Office #1: 23350 N. Pima Rd., Scottsdale, AZ 85255BD
CRD#: 104100
Scottsdale, AZ
Past
November 14, 2022 - June 7, 2023
INTEROCEAN CAPITAL
RIA
CRD#: 310369
Scottsdale, AZ
Past
May 21, 2021 - September 20, 2021
M. S. HOWELLS & CO.
BD
CRD#: 104100
SCOTTSDALE, AZ
Past
October 22, 2019 - October 20, 2020
LOCKTON INVESTMENT ADVISORS, LLC
RIA
CRD#: 144133
sc, AZ
Past
September 5, 2018 - October 20, 2020
LOCKTON INVESTMENT SECURITIES, LLC
BD
CRD#: 137476
Scottsdale, AZ
Past
February 5, 2014 - October 23, 2017
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MSH CAPITAL ADVISORS LLC
147TH GROUP | TROOP CAPITAL MANAGEMENT | THIEMAN INVESTMENTS | SUMMIT WEALTH ADVISORS | SILVERLEAF WEALTH ADVISORY | MSH CAPITAL ADVISORS LLC | FOUR PEAKS PLANNING AND INVESTMENTS LLC | CANDOR WEALTH ADVISORS LLC | BUCHANAN CAPITAL, INC. | BOWHAY INVESTMENTS LLC
CRD#: 157835 / SEC#: 801-108933
RIA
Registered Investment Advisory firm - (1/13/2017 Approved)Arizona
Registered Investment Advisory firm - (2/27/2018 Terminated)California
Registered Investment Advisory firm - (3/29/2018 Terminated)Maryland
Registered Investment Advisory firm - (1/12/2017 Terminated)New York
Registered Investment Advisory firm - (2/27/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(4/18/2023)
RR
Arizona(6/7/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MC
MSH CAPITAL ADVISORS LLC
147TH GROUP | TROOP CAPITAL MANAGEMENT | THIEMAN INVESTMENTS | SUMMIT WEALTH ADVISORS | SILVERLEAF WEALTH ADVISORY | MSH CAPITAL ADVISORS LLC | FOUR PEAKS PLANNING AND INVESTMENTS LLC | CANDOR WEALTH ADVISORS LLC | BUCHANAN CAPITAL, INC. | BOWHAY INVESTMENTS LLC
CRD#: 157835 / SEC#: 801-108933
RIA
Registered Investment Advisory firm - (1/13/2017 Approved)Arizona
Registered Investment Advisory firm - (2/27/2018 Terminated)California
Registered Investment Advisory firm - (3/29/2018 Terminated)Maryland
Registered Investment Advisory firm - (1/12/2017 Terminated)New York
Registered Investment Advisory firm - (2/27/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
23350 N Pima Road, Scottsdale, AZ 85255-7153
Mailing Address
Phone number
(480) 563-2021
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,077 |
| AUM (Assets Under Management) | $ 1,094,329,678 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
