Stephen J. Wynn
STRATEGIC ADVISERS LLC | Financial Consultant
MOUNT PLEASANT, SC
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CRD#: 6280257
Professional summary
Stephen Jacob Wynn, who also goes by Jake Wynn, Stephen Wynn, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Mount Pleasant, South Carolina and FIDELITY BROKERAGE SERVICES LLC located in Mount Pleasant, South Carolina.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Stephen has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Biography
I partner with clients and their families to create a plan to work toward their financial goals and to help provide peace of mind. Together, we will build a financial plan, identify strategies to improve that plan, and keep open lines of communication. Forming strong relationships with my clients and their families is of the utmost importance to me and I work hard to maintain a deep level of trust, reliability, and competency.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jake Wynn | Stephen Wynn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Jacob Wynn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
College of Charleston
Bachelor of Business Administration - Finance
2010
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 75 Port City Landing Suite 410, Mount Pleasant, SC 29464RIA
CRD#: 104555
MOUNT PLEASANT, SC
Current
December 22, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 75 Port City Landing Suite 410, Mount Pleasant, SC 29464BD
CRD#: 7784
Mount Pleasant, SC
Past
December 24, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
MOUNT PLEASANT, SC
Past
March 6, 2018 - November 24, 2020
TD AMERITRADE, INC.
RIA
CRD#: 7870
MT.PLEASANT, SC
Past
March 6, 2018 - November 24, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
Mt. Pleasant, SC
Past
March 6, 2018 - November 24, 2020
TD AMERITRADE, INC.
BD
CRD#: 7870
MT.PLEASANT, SC
Past
May 9, 2017 - February 28, 2018
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
MT. PLEASANT, SC
Past
April 28, 2016 - February 28, 2018
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
MT. PLEASANT, SC
Past
January 28, 2015 - April 22, 2016
STONECREST CAPITAL MARKETS, INC.
BD
CRD#: 39616
Charlotte, NC
Past
March 7, 2014 - December 10, 2014
STONECREST CAPITAL MARKETS, INC.
BD
CRD#: 39616
AUSTIN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/29/2023)
RR
Arkansas(5/2/2022)
RR
California(3/25/2023)
RR
Colorado(4/19/2022)
RR
Connecticut(9/29/2023)
RR
Delaware(8/12/2025)
RR
District of Columbia(5/19/2023)
RR
Florida(12/22/2020)
RR
Georgia(2/8/2023)
RR
Illinois(3/25/2023)
RR
Indiana(8/12/2025)
RR
Maryland(8/31/2023)
RR
Massachusetts(10/8/2021)
RR
Michigan(7/15/2025)
RR
New Jersey(1/4/2025)
RR
New York(3/4/2022)
RR
North Carolina(1/5/2023)
RR
Ohio(1/7/2025)
RR
Pennsylvania(9/3/2025)
RR
Puerto Rico(1/4/2025)
RR
Rhode Island(7/15/2025)
RR
South Carolina(12/22/2020)
IAR
South Carolina(3/31/2025)
RR
Tennessee(1/4/2025)
RR
Texas(9/6/2023)
IAR
Texas(3/31/2025)
RR
Virgin Islands(3/12/2024)
RR
Virginia(1/4/2025)
RR
West Virginia(8/12/2025)
RR
Wisconsin(3/12/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Mount Pleasant, SCTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
