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James Alexander Douglas II

James A. Douglas

DOUGLAS CAPITAL MANAGEMENT
Jacksonville, FL 32224
Some features on this profile are disabled
CRD#: 6280152
James Alexander Douglas II

Professional summary

James Alexander Douglas II, CFP®, who also goes by James Alexander Douglas, is a registered financial advisor currently at DOUGLAS CAPITAL MANAGEMENT INC located in Jacksonville, Florida.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. James has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

James Alexander Douglas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Zebra Technologies Address: Jacksonville, FL Nature of the Business: NFL Football Game Operations- Networking, Prospecting Position/Title: Employee Investment Related:No Start Date: 08/30/2017 Hours per month devoted to this business: 10 Hours per month devoted to this business during trading hours: 0 Description of duties: Jacksonville Jaguar Home Game Operator- granted access to EverBank Stadium's field, lockeroom, pressbox, etc. to assist in monitoring Zebra Technology's tracking equipment placed in player's pads, on-field, and in the stadium

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Alexander Douglas II's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2016

Experience

Current

January 21, 2022 - Present

DOUGLAS CAPITAL MANAGEMENT INC

Office #1: 13500 Sutton Park Drive S Suite 803, Jacksonville, FL 32224
RIA
CRD#: 106262
Jacksonville, FL
Past

March 20, 2014 - December 31, 2021

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
JACKSONVILLE, FL
Past

February 8, 2014 - December 31, 2021

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
JACKSONVILLE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DC
DOUGLAS CAPITAL MANAGEMENT INC
DCM PARTNERS LLC | DOUGLAS CAPITAL MANAGEMENT INC

CRD#: 106262 / SEC#: 801-10647

RIA
Registered Investment Advisory firm - (3/21/1975 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(1/21/2022)
IAR
Texas
(1/26/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/18/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/7/2014
General Securities Representative Examination

Current Firm

DC
DOUGLAS CAPITAL MANAGEMENT INC
DCM PARTNERS LLC | DOUGLAS CAPITAL MANAGEMENT INC

CRD#: 106262 / SEC#: 801-10647

RIA
Registered Investment Advisory firm - (3/21/1975 Approved)
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Contact information

Main Address
13500 Sutton Park Drive S Suite 803, Jacksonville, FL 32224
Mailing Address
Phone number
(904) 285-7866
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2 2024 (3/5/2025)

Regulatory assets under management

Total Number of Accounts314
AUM (Assets Under Management)$ 282,486,525

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DOUGLAS CAPITAL MANAGEMENT INC

CRD#: 106262Jacksonville, FL 32224

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