John A. Barrow
CETERA INVESTMENT ADVISERS LLC
WINSTON-SALEM, N, NC 27104
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CRD#: 6279264
Professional summary
John Alvin Barrow, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Winston-salem, N, North Carolina and CETERA WEALTH SERVICES, LLC located in Winston-salem, North Carolina.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. John has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BRENDLE FINANCIAL GROUP, LLC POSITION: Financial Advisor NATURE: Meeting with current and prospective new clients to provide wealth management services, including investments, insurance and financial planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 02/01/2018 ADDRESS: Brendle Financial Group, LLC, 4622 Country Club Road, Suite 220, Winston-Salem NC 27104, United States DESCRIPTION: Meeting with clients and prospective new clients, determining client goals and objectives, and providing individualized financial plans to help clients meet those objectives. 2) WILL OF VIOLET P. BARROW POSITION: Executor NATURE: Executor of will : INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/03/2023 ADDRESS: 1216 Barksdale Rd., Lewisville NC 27023, United States DESCRIPTION: Duties and responsibilities include those typical for an Executor of a Will.
CRS (Client Relationship Summary) - RIA
Click below to view John Alvin Barrow's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1995
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 4622 Country Club Road Suite 220, Winston-salem, N, NC 27104RIA
CRD#: 105644
WINSTON-SALEM, N, NC
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 4622 Country Club Road Suite 220, Winston-salem, NC 27104BD
CRD#: 13572
WINSTON-SALEM, NC
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
WINSTON-SALEM, N, NC
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
WINSTON-SALEM, NC
Past
February 6, 2018 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
WINSTON-SALEM, NC
Past
February 6, 2018 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
WINSTON-SALEM, NC
Past
March 19, 2014 - February 1, 2018
THREE MAGNOLIAS FINANCIAL ADVISORS
RIA
CRD#: 114471
WINSTON SALEM, NC
Past
February 5, 2014 - December 31, 2017
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
WINSTON-SALEM, NC
Past
January 27, 2014 - February 18, 2014
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
WINSTON-SALEM, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(9/18/2025)
RR
North Carolina(9/5/2025)
IAR
North Carolina(9/5/2025)
RR
Ohio(9/5/2025)
RR
South Carolina(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Winston-salem, N, NC 27104TRUST BUT VERIFY
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