WM
Willis C. Morrison
STATE FARM INVESTMENT MANAGEMENT
Murphy, TX 75094
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CRD#: 6277291
WM
Professional summary
Willis Carlton Morrison III, who also goes by Willis C Morrison III, Willis C Morrison, Willis Carlton Morrison, Willis Morrison III, Willis Morrison, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Murphy, Texas and STATE FARM VP MANAGEMENT CORP. located in Murphy, Texas.
Willis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Willis has worked at 4 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Willis C Morrison Iii | Willis C Morrison | Willis Carlton Morrison | Willis Morrison Iii | Willis Morrison
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Willis Morrison's Insurance Agency; Insurance Agency; Investment-related; 158 W Fm 544 Ste 120 Murphy, TX 75094-4800; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 11/1/2016; 80; 80; Service customers and supervise employees 2) Willis Morrison III - Property #1 (Personally Held Real Estate); investment-related; 3137 Honeycomb Way Royse City, Texas 75189; Investment or Commercial Property; Owner; none; 7/1/2020; 1; 0; Duties: Personally Held Real Estate 3) Willis Morrison III - Property #2 (Personally Held Real Estate); investment-related; 500 Cottage Pl Lavon, TX 75166; Investment or Commercial Property; Owner; none; 6/1/2022; 1; 0; Duties: Personally Held Real Estate 4) Willis Morrison III - Property #3 (Personally Held Real Estate); investment-related; 144 Xtreme Ln Broken Bow, OK 74728; Investment or Commercial Property; Owner; none; 11/1/2021; 1; 0; Duties: Personally Held Real Estate 5) Willis Morrison III - Property #4 (Personally Held Real Estate); investment-related; 282 Xpress Ln Broken Bow, OK 74728; Investment or Commercial Property; Owner; none; 11/1/2021; 1; 0; Duties: Personally Held Real Estate 6) Willis Morrison III - Property #5 (Personally Held Real Estate); investment; 356 Lukfata Fork Trail Hochatown, OK 74728; Investment or Commercial Property; Owner; none; 9/1/2024; 1; 0; Duties: Personally Held Real Estate. 7) Morris Code Ranch LLC; non-investment-related; 1000 CR 3220 Clarksville TX 75426; Hay Farm; Partner; 08/05/2024; 2; 0; Grow and sale of hay for livestock.
CRS (Client Relationship Summary) - RIA
Click below to view Willis Carlton Morrison III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 16, 2018 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 158 W Fm 544 Ste 120, Murphy, TX 75094Office #2: 651 N. Denton Tap Ste. 110, Coppell, TX 75019RIA
CRD#: 3487
Murphy, TX
Current
February 20, 2018 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 158 W Fm 544 Ste 120, Murphy, TX 75094BD
CRD#: 43036
Murphy, TX
Past
April 17, 2015 - March 11, 2016
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
RICHARDSON, TX
Past
April 17, 2015 - March 11, 2016
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
RICHARDSON, TX
Past
September 17, 2014 - April 6, 2015
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
DALLAS, TX
Past
January 22, 2014 - April 6, 2015
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(2/20/2018)
IAR
Texas(8/16/2018)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
