John A. Arena
STRATEGIC ADVISERS LLC | Financial Consultant
NAPLES, FL
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CRD#: 6276801
Professional summary
John Albert Arena, CFP®, who also goes by John A Arena Jr, John A Arena, John Albert Arena Jr, John Albert Arena, John Arena Jr, John Arena, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Naples, Florida and FIDELITY BROKERAGE SERVICES LLC located in Naples, Florida.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. John has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
As a Financial Consultant, I help my clients and their families grow and protect their wealth, make smart investment decisions, and simplify their financial lives.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John A Arena Jr | John A Arena | John Albert Arena Jr | John Albert Arena | John Arena Jr | John Arena
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view John Albert Arena's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
University of Connecticut
Bachelor of Arts (BA) - Economics
2013
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 5200 Tamiami Trail N Suites 103 201 - 204, Naples, FL, 34103-2817RIA
CRD#: 104555
NAPLES, FL
Current
June 23, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 5200 N. Tamiami Trail Suites 103 201 - 204, Naples, FL, 34103BD
CRD#: 7784
Naples, FL
Past
July 27, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
NORTH NAPLES, FL
Past
May 25, 2018 - November 13, 2020
AST INVESTMENT SERVICES, INC.
RIA
CRD#: 108897
Dresher, PA
Past
May 23, 2018 - May 9, 2022
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
BD
CRD#: 21570
Shelton, CT
Past
April 12, 2016 - May 4, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PENNINGTON, NJ
Past
March 28, 2016 - May 4, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
PENNINGTON, NJ
Past
April 29, 2015 - March 15, 2016
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
WALL TOWNSHIP, NJ
Past
January 31, 2014 - April 24, 2015
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
WALL, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/29/2023)
RR
California(5/19/2023)
RR
Colorado(12/19/2024)
RR
Connecticut(12/6/2024)
RR
Delaware(6/23/2022)
RR
Florida(6/23/2022)
IAR
Florida(3/31/2025)
RR
Georgia(12/6/2024)
RR
Illinois(12/19/2024)
RR
Maine(12/19/2024)
RR
Maryland(12/19/2024)
RR
Massachusetts(12/6/2024)
RR
Michigan(11/6/2024)
RR
New Hampshire(1/29/2025)
RR
New Jersey(6/23/2022)
RR
New York(6/23/2022)
RR
North Carolina(3/20/2023)
RR
Ohio(12/9/2024)
RR
Oklahoma(12/19/2024)
RR
Pennsylvania(6/23/2022)
RR
Rhode Island(1/29/2025)
RR
South Carolina(4/21/2023)
RR
Tennessee(12/19/2024)
RR
Texas(9/29/2023)
IAR
Texas(3/31/2025)
RR
Vermont(1/29/2025)
RR
Virginia(9/29/2023)
RR
Wisconsin(12/6/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Naples, FLTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
