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TK

Toby Koehler

STERLING ADVISORY SERVICES
San Jose, CA 95126-2311
Some features on this profile are disabled
CRD#: 6276400
TK

Professional summary

Toby Koehler, who also goes by Toby Ann Heinitz, is a registered financial advisor currently at STERLING ADVISORY SERVICES, LLC located in San Jose, California.

Toby is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Toby has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Toby Ann Heinitz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Toby Koehler's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 5, 2014 - Present

STERLING ADVISORY SERVICES, LLC

Office #1: 1541 The Alameda Suite B, San Jose, CA 95126-2311
RIA
CRD#: 169827
San Jose, CA
Past

March 18, 2016 - March 31, 2022

DYNAMIC WEALTH STRATEGIES, LLC

RIA
CRD#: 167594
San Jose, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(2/5/2014)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/13/2013
Uniform Investment Adviser Law Examination

Current Firm

SA
STERLING ADVISORY SERVICES, LLC
STERLING ADVISORY SERVICES, LLC

CRD#: 169827 / SEC#:

California
Registered Investment Advisory firm - (2/5/2014 Approved)
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Contact information

Main Address
1541 The Alameda Suite B, San Jose, CA 95126-2311
Mailing Address
Phone number
(408) 213-6902
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts9
AUM (Assets Under Management)$ 5,631,215

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STERLING ADVISORY SERVICES, LLC

CRD#: 169827San Jose, CA 95126-2311

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