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KC

Kingsley Y. Choi

STEELPEAK WEALTH
Beverly Hills, CA 90210
CRD#: 6275729
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KC
Kingsley Yu Man ChoiSTEELPEAK WEALTH

Professional summary

Kingsley Yu Man Choi, who also goes by Kingsley Yu Man Choi, Kingsley Choi, is a registered financial advisor currently at STEELPEAK WEALTH, LLC located in Beverly Hills, California.

Kingsley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Kingsley has worked at 5 firms and has passed the Series 65, Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kingsley Yu Man Choi | Kingsley Choi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kingsley Yu Man Choi's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 24, 2025 - Present

STEELPEAK WEALTH, LLC

Office #1: 433 N. Camden Drive Suite 540, Beverly Hills, CA 90210
RIA
CRD#: 165168
Beverly Hills, CA
Past

November 6, 2024 - January 21, 2025

TRANSGLOBAL ADVISORY, LLC

RIA
CRD#: 168709
MONROVIA, CA
Past

August 1, 2024 - January 21, 2025

GLOBALINK SECURITIES, INC.

BD
CRD#: 29721
Monrovia, CA
Past

August 29, 2014 - December 6, 2021

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Pasadena, CA
Past

August 29, 2014 - December 6, 2021

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Pasadena, CA
Past

January 28, 2014 - August 20, 2014

MORGAN STANLEY

RIA
CRD#: 149777
Irvine, CA
Past

December 23, 2013 - August 20, 2014

MORGAN STANLEY

BD
CRD#: 149777
Irvine, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
STEELPEAK WEALTH, LLC
ALPHA SUMMIT INVESTMENTS | STEELPEAK WEALTH, LLC | STEELPEAK WEALTH | STEELPEAK SPORTS | STEEL PEAK WEALTH MANAGEMENT, LLC | GOLDMAN WEALTH | BERNATHY WEALTH ADVISORS, LLC

CRD#: 165168 / SEC#: 801-77132

RIA
Registered Investment Advisory firm - (9/10/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/24/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/6/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/21/2024
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 1/27/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/23/2013
General Securities Representative Examination

Current Firm

SW
STEELPEAK WEALTH, LLC
ALPHA SUMMIT INVESTMENTS | STEELPEAK WEALTH, LLC | STEELPEAK WEALTH | STEELPEAK SPORTS | STEEL PEAK WEALTH MANAGEMENT, LLC | GOLDMAN WEALTH | BERNATHY WEALTH ADVISORS, LLC

CRD#: 165168 / SEC#: 801-77132

RIA
Registered Investment Advisory firm - (9/10/2012 Approved)
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Contact information

Main Address
21650 Oxnard Street Suite 2300, Woodland Hills, CA 91367
Mailing Address
Phone number
(818) 835-8720
Established
Firm type
Fiscal year end
# of Employees
56

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (10/22/2025)

Regulatory assets under management

Total Number of Accounts8,369
AUM (Assets Under Management)$ 3,439,042,634

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STEELPEAK WEALTH, LLC

CRD#: 165168Beverly Hills, CA 90210

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