Chay Lapin
Professional Summary
Chay Lapin, who also goes by Chay Thomas Lapin, is a registered financial advisor currently at FNEX CAPITAL, LLC located in Torrence, California. Chay is registered as a RR (Registered Representative) and started their career in finance in 2014. Chay has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Chay Lapin, Chay Thomas Lapin
Similar Advisors
SOUTH BAY FINANCIAL PARTNERS
MORGAN STANLEY
MORGAN STANLEY
VALIDUS CAPITAL LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
SOUTH BAY FINANCIAL PARTNERS
MORGAN STANLEY
MORGAN STANLEY
VALIDUS CAPITAL LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
SOUTH BAY FINANCIAL PARTNERS
MORGAN STANLEY
MORGAN STANLEY
VALIDUS CAPITAL LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
SOUTH BAY FINANCIAL PARTNERS
MORGAN STANLEY
MORGAN STANLEY
VALIDUS CAPITAL LLC
Years of Experience
12 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
SOUTH BAY FINANCIAL PARTNERS
MORGAN STANLEY
MORGAN STANLEY
VALIDUS CAPITAL LLC
Current Firm
APPLIED CAPITAL, LLC | FNEX CAPITAL, LLC
Contact Information
Main Address
One Indiana Square Suite 2252, Indianapolis, IN 46204Mailing Address
One Indiana Square Suite 2252, Indianapolis, IN 46204Phone Number
(317) 580-2588Established
Indiana since 06/04/2012Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Similar Advisors
SOUTH BAY FINANCIAL PARTNERS
MORGAN STANLEY
MORGAN STANLEY
VALIDUS CAPITAL LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
SOUTH BAY FINANCIAL PARTNERS
MORGAN STANLEY
MORGAN STANLEY
VALIDUS CAPITAL LLC
State Registrations and Notice Filings
(1/23/2022)
(2/8/2022)
(1/23/2022)
(1/23/2022)
(1/23/2022)
(3/8/2022)
(1/23/2022)
(1/28/2022)
(1/23/2022)
(1/23/2022)
(1/23/2022)
(1/25/2022)
(1/23/2022)
(2/1/2022)
(1/23/2022)
(1/23/2022)
(1/23/2022)
(1/23/2022)
(1/23/2022)
(1/23/2022)
(1/23/2022)
(1/24/2022)
(1/23/2022)
(1/25/2022)
(1/23/2022)
(1/23/2022)
(1/23/2022)
(1/23/2022)
(1/23/2022)
(1/23/2022)
(1/23/2022)
(1/23/2022)
(1/23/2022)
(1/23/2022)
(1/23/2022)
(1/23/2022)
(1/23/2022)
(1/23/2022)
(1/23/2022)
(1/23/2022)
(1/23/2022)
(1/23/2022)
(1/23/2022)
(1/23/2022)
(1/23/2022)
(1/25/2022)
(1/23/2022)
(1/23/2022)
(1/23/2022)
(1/23/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
SOUTH BAY FINANCIAL PARTNERS
MORGAN STANLEY
MORGAN STANLEY
VALIDUS CAPITAL LLC
CRS (Client Relationship Summary) - BD
Click below to view Chay Lapin's CRS (Customer Relationship Summary).
Similar Advisors
SOUTH BAY FINANCIAL PARTNERS
MORGAN STANLEY
MORGAN STANLEY
VALIDUS CAPITAL LLC