Chay Lapin
Professional summary
Chay Lapin, who also goes by Chay Thomas Lapin, is a registered financial professional currently at FNEX CAPITAL, LLC located in Torrence, California.
Chay is registered as a RR (Registered Representative) and started their career in finance in 2014. Chay has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Chay Lapin's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 23, 2022 - Present
FNEX CAPITAL, LLC
Office #1: 2958 Columbia St, Torrence, CA 90503July 23, 2020 - January 14, 2022
GROWTH CAPITAL SERVICES, INC.
June 12, 2017 - July 28, 2020
WEALTHFORGE SECURITIES, LLC
July 14, 2015 - June 8, 2017
COLORADO FINANCIAL SERVICE CORPORATION
February 20, 2014 - July 20, 2015
CONCORDE INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
FNEX CAPITAL, LLC
CRD#: 166316 / SEC#: , 8-69199
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
