Charles C. Milliken
Professional summary
Charles Christopher Milliken, who also goes by Chris Milliken, was a registered financial professional .
Charles is registered as a RR (Registered Representative) and started their career in finance in 2013. Charles had worked at 2 firms and has passed the Series 63, Series 99TO, Series 82TO, SIE, Series 79, Series 28 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2026 - Present
Office #1: 451 University Drive Suite 200, Fort Worth, TX 76107
December 19, 2013 - January 9, 2024
WESTERN STRATEGIC ASSETS, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 7/30/2026
Operations Professional ExaminationSeries 82TO
Date: 12/11/2024
Limited Representative-Private Securities OfferingsSeries 28
Date: 1/13/2026
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current firm
No current employment
Red Flags
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