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CP

Constantinos Philippou

TICKRS CLEARING
IRVINE, CA 92618
Some features on this profile are disabled
CRD#: 6274827
CP
Constantinos PhilippouTICKRS CLEARING

Professional summary

Constantinos Philippou is a registered financial professional currently at TICKRS CLEARING located in Irvine, California and KNOWN GROWTH LLC located in New York, New York.

Constantinos is registered as a RR (Registered Representative) and started their career in finance in 2014. Constantinos has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Constantinos Philippou's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 5, 2026 - Present

TICKRS CLEARING

Office #1: 100 Spectrum Center Drive, Suite 750, Irvine, CA 92618
BD
CRD#: 312531
IRVINE, CA
Current

August 14, 2026 - Present

KNOWN GROWTH LLC

Office #1: 1900 Broadway 7th Floor, New York, NY 10023
BD
CRD#: 322351
NEW YORK, NY
Past

October 5, 2022 - November 4, 2025

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
SANTA MONICA, CA
Past

November 5, 2019 - September 28, 2021

CCO CAPITAL, LLC

BD
CRD#: 31147
Los Angeles, CA
Past

March 22, 2017 - October 4, 2019

OCM INVESTMENTS, LLC

BD
CRD#: 128803
LOS ANGELES, CA
Past

August 13, 2015 - March 15, 2017

WEDBUSH SECURITIES INC.

BD
CRD#: 877
LOS ANGELES, CA
Past

March 18, 2014 - May 7, 2015

ELECTRONIC TRANSACTION CLEARING, INC.

BD
CRD#: 146122
DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(8/14/2026)

Exams

What does exam status mean?
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 5/10/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Status Unavailable
Passed: 1/30/2014
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Status Unavailable
Passed: 3/3/2014
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

KG
KNOWN GROWTH LLC
KNOWN GROWTH LLC

CRD#: 322351 / SEC#: , 8-71022

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1900 Broadway 7th Floor, New York, NY 10023
Mailing Address
1900 Broadway 7th Floor, New York, NY 10023
Phone number
(646) 970-4470
Established
Delaware since 05/18/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
KNOWN FINANCIAL, LLCOWNER
HOPKINS, THOMAS JOHNFINOP, POO, PFO1835087
LEE, JUNG HYUNPRESIDENT5195660
NEWSOME, HOPE LYNEECHIEF COMPLIANCE OFFICER3267142

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

KNOWN GROWTH LLC

CRD#: 322351Irvine, CA 92618

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