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Chenchen Yin
KESTRA ADVISORY SERVICES
Charlottesville, VA 22911
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CRD#: 6274815
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Professional summary
Chenchen Yin is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Charlottesville, Virginia and KESTRA INVESTMENT SERVICES, LLC located in Charlottesville, Virginia.
Chenchen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Chenchen has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/28/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Business Name: PIEDMONT WEALTH MANAGEMENT POSITION: Registered Field Assistant NATURE: Registered Field Assistant INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/28/2025 ADDRESS: 600 Peter Jefferson Parkway, Suite 370, Charlottesville VA 22911, United States DESCRIPTION: provide support under advisor supervision and direction for the following: - client meeting - trading - research Business Name: GHD HOLDINGS, LLC POSITION: Member NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/28/2025 ADDRESS: 600 Peter Jefferson Parkway, Suite 370, Charlottesville VA 22911, United States DESCRIPTION: Involved in duties for a business owner of a financial planning and investment management business. Help lead advisors with the following activities: clients meeting, implementing recommendations, seeing that recommendations are implemented, Financial planning, and ongoing relationship management. Business Name: NOTARY POSITION: notary NATURE: notary INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/28/2025 ADDRESS: 600 Peter Jefferson Parkway, Suite 370, Charlottesville VA 22911, United States DESCRIPTION: witness signatures and document this.
CRS (Client Relationship Summary) - RIA
Click below to view Chenchen Yin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 28, 2025 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 600 Peter Jefferson Parkway Suite 250, Charlottesville, VA 22911RIA
CRD#: 283330
Charlottesville, VA
Current
May 28, 2025 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 600 Peter Jefferson Parkway Suite 370, Charlottesville, VA 22911BD
CRD#: 42046
Charlottesville, VA
Past
May 22, 2020 - June 12, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
CHARLOTTESVILLE, VA
Past
May 22, 2020 - June 12, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
CHARLOTTESVILLE, VA
Past
November 29, 2018 - May 27, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Charlottesville, VA
Past
November 29, 2018 - May 27, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Charlottesville, VA
Past
November 18, 2015 - November 29, 2018
PRIVATE ADVISOR GROUP, LLC
RIA
CRD#: 155216
Charlottesville, VA
Past
May 2, 2015 - December 7, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
CHARLOTTESVILLE, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Virginia(5/28/2025)
IAR
Virginia(5/28/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Charlottesville, VA 22911TRUST BUT VERIFY
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