Jami M. Liebl

SOFI WEALTH LLC

Charlotte, NC 28211

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CRD#: 6274775

Professional summary

Jami Malcolm Liebl, who also goes by Jami Malcolm Liebl, is a registered financial advisor currently at SOFI WEALTH LLC located in Charlotte, North Carolina and SOFI SECURITIES LLC located in Greenville, Delaware.

Jami is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Jami has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jami Malcolm Liebl

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jami Malcolm Liebl's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 17, 2025 - Present

SOFI WEALTH LLC

Office #1: 4064 Colony Road Two Morrocroft Centre, Suite 450, Charlotte, NC 28211

RIA

CRD#: 167958

Charlotte, NC

Current

November 17, 2025 - Present

SOFI SECURITIES LLC

Office #1: 500 Dupont Field Blvd St 100, Greenville, DE 19807

CRD#: 151717

Greenville, DE

Past

August 28, 2025 - October 21, 2025

ACORNS

RIA

CRD#: 165926

Charlotte, NC

Past

June 30, 2025 - October 21, 2025

ACORNS SECURITIES, LLC

CRD#: 168172

IRVINE, CA

Past

January 4, 2023 - June 28, 2025

ROBINHOOD SECURITIES, LLC

CRD#: 287900

LAKE MARY, FL

Past

January 4, 2023 - June 28, 2025

ROBINHOOD FINANCIAL, LLC

CRD#: 165998

LAKE MARY, FL

Past

October 28, 2022 - December 1, 2022

ETORO USA SECURITIES INC.

CRD#: 298361

Hoboken, NJ

Past

March 24, 2021 - November 15, 2022

GATSBY SECURITIES

CRD#: 300596

WHITE PLAINS, NY

Past

January 8, 2021 - August 4, 2021

VIEWTRADE SECURITIES, INC.

CRD#: 46987

BOCA RATON, FL

Past

May 23, 2014 - December 21, 2020

ALLY INVEST SECURITIES LLC

CRD#: 136131

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOFI WEALTH LLC

SOFI ADVISORS LLC | SOFI WEALTH LLC

CRD#: 167958 / SEC#: 801-78185

RIA

Registered Investment Advisory firm - (6/14/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

North Carolina
(11/17/2025)

IAR

North Carolina
(11/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/15/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/28/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/22/2014

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/24/2015

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 6/12/2015

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

SOFI WEALTH LLC

SOFI ADVISORS LLC | SOFI WEALTH LLC

CRD#: 167958 / SEC#: 801-78185

RIA

Registered Investment Advisory firm - (6/14/2013 Approved)

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Contact information

Main Address

234 1st Street, San Francisco, CA 94105

Mailing Address

Phone number

(855) 525-7634

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SOFI WEALTH ADV PART 2A (2/27/2025)

SOFI WEALTH ADV PART 2A APPENDIX 1 WRAP FEE BROCHURE (2/27/2025)

Regulatory assets under management

Total Number of Accounts	279,216
AUM (Assets Under Management)	$ 1,475,104,376

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jami M. Liebl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jami Malcolm Liebl's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOFI SECURITIES LLC

ACORNS

ACORNS SECURITIES, LLC

ROBINHOOD SECURITIES, LLC

ROBINHOOD FINANCIAL, LLC

ETORO USA SECURITIES INC.

GATSBY SECURITIES

VIEWTRADE SECURITIES, INC.

ALLY INVEST SECURITIES LLC

Primary Firm SEC Registration

SOFI WEALTH LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/15/2025

Series 63

Date: 6/28/2014

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/22/2014

Series 24

Date: 9/24/2015

Series 4

Date: 6/12/2015

FINRA

Current Firm

SOFI WEALTH LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOFI WEALTH LLC

TRUST BUT VERIFY

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