David H. Soohoo
Professional summary
David Hue-yun Soohoo, who also goes by David Soohoo, was a registered financial advisor .
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. David had worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2025 - Present
June 16, 2022 - October 13, 2025
MML INVESTORS SERVICES, LLC
June 10, 2022 - October 13, 2025
MML INVESTORS SERVICES, LLC
June 24, 2021 - June 13, 2022
THRIVENT INVESTMENT MANAGEMENT INC.
September 15, 2020 - June 13, 2022
THRIVENT INVESTMENT MANAGEMENT INC.
January 1, 2014 - June 5, 2014
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/17/2025)
Exams
Series 7TO
Date: 9/15/2020
General Securities Representative ExaminationCurrent firm
No current employment
Red Flags
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