Daniel A. Caycedo

CAYDEN WEALTH MANAGEMENT

Broomfield, CO 80021

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CRD#: 6272880

Professional summary

Daniel Alexander Caycedo is a registered financial advisor currently at CAYDEN WEALTH MANAGEMENT located in Broomfield, Colorado.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Daniel has worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CayDen LLC. Not investment-related. Business Consulting services and bookkeeping. Director. Director. 02/2021. 1 hour per week. 0 0hours during securities trading. I provide occasional business consulting and manage a part-time bookkeeper.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Alexander Caycedo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 24, 2019 - Present

CAYDEN WEALTH MANAGEMENT

Office #1: 8181 Arista Place Suite 100, Broomfield, CO 80021

RIA

CRD#: 301535

Broomfield, CO

Past

October 7, 2014 - December 13, 2018

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

BOULDER, CO

Past

March 17, 2014 - December 13, 2018

CHARLES SCHWAB & CO., INC.

CRD#: 5393

BOULDER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(5/24/2019)

IAR

Florida
(5/29/2025)

IAR

Nebraska
(6/25/2020)

IAR

North Carolina
(11/25/2020)

IAR

Texas
(6/30/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/7/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/24/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/17/2014

General Securities Representative Examination

Current Firm

CAYDEN WEALTH MANAGEMENT

5280 WEALTH MANAGEMENT | CAYDEN WEALTH MANAGEMENT

CRD#: 301535 / SEC#:

Colorado

Registered Investment Advisory firm - (5/24/2019 Approved)

Florida

Registered Investment Advisory firm - (5/29/2025 Approved)

Nebraska

Registered Investment Advisory firm - (6/25/2020 Approved)

North Carolina

Registered Investment Advisory firm - (11/18/2020 Approved)

Texas

Registered Investment Advisory firm - (6/24/2020 Conditional Restricted)

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Contact information

Main Address

8181 Arista Place Suite 100, Broomfield, CO 80021

Mailing Address

Phone number

(720) 520-0826

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	35
AUM (Assets Under Management)	$ 16,093,991

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel A. Caycedo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Alexander Caycedo's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAYDEN WEALTH MANAGEMENT

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/7/2014

Series 63

Date: 4/24/2014

SIE

Date: 10/1/2018

Series 7

Date: 3/17/2014

Current Firm

CAYDEN WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CAYDEN WEALTH MANAGEMENT

TRUST BUT VERIFY

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