Matthew West
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew West was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2014. Matthew had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2014 - January 7, 2015
G-TRADE SERVICES LLC
January 9, 2014 - January 7, 2015
COWEN EXECUTION SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
G-TRADE SERVICES LLC
CRD#: 140314 / SEC#: , 8-67304
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CONVERGEX GROUP, LLC | MEMBER | |
| MAESE, MICHAEL JOSEPH | FINOP | 2840801 |
| MCCARTHY, CONOR JOHN | EXECUTIVE MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | 2866668 |
| NOLL, ERIC WILSON | MANAGER - NON EMPLOYEE | 2050994 |
| ORDONEZ, BEATRICE | COO AND MANAGING DIRECTOR | 5132506 |
| POPP, THOMAS HAROLD | CHIEF COMPLIANCE OFFICER | 2495083 |
| VOETSCH, GREGORY CHARLES | CEO | 1223244 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
