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Gregory Charles Voetsch

CRD# 1223244·Registered 1984 - 2015
Barred: Gregory Charles Voetsch was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Gregory Charles Voetsch was a registered financial advisor. Gregory was a previously registered financial professional and started their career in finance 1984 - 2015. Gregory had worked at 11 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

G-TRADE SERVICES LLC·CRD# 140314
BD
New York, NY
February 20, 2015 - April 1, 2015
COWEN EXECUTION SERVICES LLC·CRD# 35693
BD
New York, NY
July 24, 2014 - July 6, 2017
JANNEY MONTGOMERY SCOTT LLC·CRD# 463
BD
Philadelphia, PA
January 8, 2013 - May 6, 2014
VIRTU AMERICAS LLC·CRD# 149823
BD
Jersey City, NJ
January 3, 2011 - November 3, 2011
KNIGHT DIRECT LLC·CRD# 135924
BD
Jersey City, NJ
June 12, 2006 - January 3, 2011
KNIGHT CAPITAL MARKETS LLC·CRD# 38379
BD
Jersey City, NJ
June 3, 2003 - December 31, 2010
KNIGHT CAPITAL AMERICAS, L.P.·CRD# 38599
BD
Jersey City, NJ
September 26, 2002 - November 3, 2011
SALOMON BROTHERS INC.·CRD# 740
BD
New York, NY
November 28, 1997 - September 1, 1998
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
April 20, 1994 - September 27, 2002
ALLEN & COMPANY LLC·CRD# 1042
BD
New York, NY
June 18, 1993 - February 28, 1994
JEFFERIES LLC·CRD# 2347
BD
New York, NY
March 22, 1984 - May 7, 1993

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Current Firm

GS
G-TRADE SERVICES LLC

G-TRADE LLC | G-TRADE SERVICES LLC

CRD#: 140314 / SEC#: 8-67304
BD
Terminated by SEC on 05/31/2015

Contact Information

Established

Delaware since 11/13/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CONVERGEX GROUP, LLCMEMBER—
MAESE, MICHAEL JOSEPHFINOP2840801
MCCARTHY, CONOR JOHNEXECUTIVE MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER2866668
NOLL, ERIC WILSONMANAGER - NON EMPLOYEE2050994
ORDONEZ, BEATRICECOO AND MANAGING DIRECTOR5132506
POPP, THOMAS HAROLDCHIEF COMPLIANCE OFFICER2495083
VOETSCH, GREGORY CHARLESCEO1223244

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1984About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2017About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2004

Series 7 — General Securities Representative Examination

Passed Mar 1984About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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