Michael C. Berry

ALLSTATE FINANCIAL ADVISORS

Laguna Hills, CA 92637-8899

Some features on this profile are disabled

CRD#: 6271195

Professional summary

Michael Charles Berry, who also goes by Mike Charles Berry, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Laguna Hills, California and ALLSTATE FINANCIAL SERVICES, LLC located in Laguna Hills, California.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Michael has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Charles Berry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

UBER TECHNOLOGIES INC POSITION: Driver NATURE: Driver service INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 0 START DATE: 04/29/2025 ADDRESS: 1725 3rd Street, San Francisco CA 94158, United States DESCRIPTION: Driver: I control my own hours making it flexible for conducting my primary job during the normal work week.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Charles Berry's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 9, 2018 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 24361 El Toro Rd Ste 175, Laguna Hills, CA 92637-8899

RIA

CRD#: 109524

Laguna Hills, CA

Current

October 5, 2018 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 24361 El Toro Rd Ste 175, Laguna Hills, CA 92637-8899

CRD#: 18272

Laguna Hills, CA

Past

April 15, 2015 - September 14, 2018

WADDELL & REED

RIA

CRD#: 866

RIVERSIDE, CA

Past

June 13, 2014 - September 14, 2018

WADDELL & REED

CRD#: 866

RIVERSIDE, CA

Past

December 11, 2013 - March 19, 2014

PRUCO SECURITIES, LLC.

CRD#: 5685

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/11/2021)

California
(10/5/2018)

IAR

California
(10/9/2018)

Colorado
(1/11/2023)

Florida
(11/24/2020)

Georgia
(1/25/2021)

Idaho
(5/13/2025)

Illinois
(3/13/2023)

Iowa
(4/15/2021)

Ohio
(7/25/2023)

Oregon
(1/12/2023)

Texas
(12/7/2018)

Virginia
(3/4/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/14/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/13/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/14/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/14/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/11/2013

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Barton Pearce

PARK AVENUE SECURITIES LLC

IAR

IRVINE, CA

Ryan Gallo

LPL FINANCIAL LLC

IAR

FULLERTON, CA

Michael Jensen

FALCON WEALTH PLANNING, INC.

IAR

Irvine, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael C. Berry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Charles Berry's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

WADDELL & REED

WADDELL & REED

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/14/2015

Series 63

Date: 1/13/2014

SIE

Date: 9/14/2018

Series 7

Date: 4/14/2015

Series 6

Date: 12/11/2013

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors