Nicole Harper
STRATEGIC ADVISERS LLC | Financial Consultant
NOTTINGHAM, MD
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CRD#: 6270325
Professional summary
Nicole Harper, who also goes by Nicole A Harper, Nicole Arshay Harper, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Nottingham, Maryland and FIDELITY BROKERAGE SERVICES LLC located in Towson, Maryland.
Nicole is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Nicole has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
My goal is to truly understand what money means to the clients that I serve. I strive to go beyond a surface level exchange and get to the reality of my client's financial cycles. I serve as a catalysis in helping my clients define what they're looking to achieve and what they want to avoid. Timely insights paired with the tools and resources offered at Fidelity create a collaborative approach, that help me keep my clients in control of their financial planning.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nicole A Harper | Nicole Arshay Harper
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-62105|OrgNmn:HarpBuilders LLC|Org Addr:Baltimore,Maryland,US|OBA Nature:Puchase, selling, and renting |Invst Rel:Y|Title:Partner|Duties:passive investment|StrtDt:08-16-2021|TotHrs/mon:4|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Nicole Harper's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Community College of Baltimore County
Associate of Arts - General Studies
2008
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 610 York Road, Towson, MD 21204RIA
CRD#: 104555
NOTTINGHAM, MD
Current
August 23, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 610 York Road, Towson, MD 21204BD
CRD#: 7784
Towson, MD
Past
August 31, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
ANNAPOLIS, MD
Past
June 15, 2017 - July 28, 2021
TRUIST ADVISORY SERVICES, INC.
RIA
CRD#: 283390
LAUREL, MD
Past
June 15, 2017 - July 28, 2021
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
LAUREL, MD
Past
May 15, 2015 - May 2, 2017
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
TOWSON, MD
Past
April 9, 2015 - May 2, 2017
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
TOWSON, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/16/2022)
RR
Connecticut(3/2/2022)
RR
Delaware(3/2/2022)
RR
District of Columbia(8/23/2021)
RR
Florida(5/13/2022)
RR
Indiana(5/27/2022)
RR
Maryland(8/23/2021)
IAR
Maryland(3/31/2025)
RR
New Jersey(9/9/2022)
RR
New York(3/22/2022)
RR
North Carolina(9/29/2023)
RR
Oklahoma(3/23/2022)
RR
Pennsylvania(8/23/2021)
RR
Virginia(8/23/2021)
RR
Washington(11/19/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Nottingham, MDTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
