Robert T. Powell
Professional summary
Robert Thompson Powell III, who also goes by Robert Thompson Powell, is a registered financial professional currently at BRITEHORN SECURITIES located in Denver, Colorado.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2014. Robert has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7TO, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Thompson Powell III's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 9, 2021 - Present
BRITEHORN SECURITIES
Office #1: 1401 Lawrence St Suite 1600, Denver, CO 80202November 2, 2015 - March 2, 2017
BLACKROCK INVESTMENT MANAGEMENT, LLC
June 25, 2015 - March 2, 2017
BLACKROCK INVESTMENTS, LLC
January 1, 2014 - May 27, 2015
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/15/2022)
(11/12/2021)
(11/28/2023)
(11/12/2021)
(6/15/2022)
Exams
Series 7TO
Date: 8/9/2021
General Securities Representative ExaminationFINRA
Current Firm
BRITEHORN SECURITIES
CRD#: 36402 / SEC#: , 8-47217
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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