DT
David P. Tucker
EAGLE STRATEGIES LLC
New York, NY 10170
Some features on this profile are disabled
CRD#: 6267883
DT
Professional summary
David Paul Tucker is a registered financial advisor currently at EAGLE STRATEGIES LLC located in New York, New York and NYLIFE SECURITIES LLC located in New York, New York.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. David has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 3821 Juniper Trace, Suite 203, Austin, TX 78738; Start Date 04/2017; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 5 hours per month during securities trading hours] [NAIFA; PO BOX 28226, AUSTIN, TX 78755; START DATE 07/2015; ROLE/TITLE: BOARD MEMBER; INVESTMENT RELATED; 10 HOURS PER MONTH; 10 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [Sigma Chi Fraternity; Collegiate fraternal organization; 1714 Hinman Ave Evanston, IL 60201; Start Date 11/2021; Role/Title: Volunteer; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours;Assistant Grand Praetor" in which my duties include providing general support and mentorship to the local central Texas collegiate members in the organization.] [Rental Property ; The property that I own in Austin will be leased out to long term renters and managed by a local property management company. I will not have any day to day involvement in the activities of managing the home.; 9015 Cattle Baron Path Unit 304 Austin, TX 78747; Start Date 10/2023; Role/Title: Owner; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF Field Financial Strategies, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; NEW YORK NY; START DATE: 06/2024]
CRS (Client Relationship Summary) - RIA
Click below to view David Paul Tucker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 16, 2021 - Present
EAGLE STRATEGIES LLC
Office #1: New York Life Insurance Company 420 Lexington Avenue 14th And 15th Floor, New York, NY 10170RIA
CRD#: 110826
New York, NY
Current
September 24, 2014 - Present
NYLIFE SECURITIES LLC
Office #1: 420 Lexington Avenue 14th & 15th Floor, New York, NY 10170BD
CRD#: 5167
New York, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(3/29/2022)
RR
Connecticut(2/18/2025)
RR
Florida(10/16/2025)
RR
Georgia(9/18/2024)
RR
Indiana(8/8/2025)
RR
Kansas(2/18/2025)
RR
Massachusetts(10/20/2022)
RR
Montana(3/30/2021)
RR
New York(9/29/2023)
IAR
New York(4/1/2024)
RR
South Carolina(12/13/2021)
RR
Texas(10/22/2014)
IAR
Texas(1/16/2021)
RR
Virginia(3/30/2021)
RR
Washington(7/27/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/3/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
